0001511871-15-000001.txt : 20150804 0001511871-15-000001.hdr.sgml : 20150804 20150804134638 ACCESSION NUMBER: 0001511871-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150804 DATE AS OF CHANGE: 20150804 EFFECTIVENESS DATE: 20150804 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterfall Victoria ERISA Fund, Ltd. CENTRAL INDEX KEY: 0001511871 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-154781 FILM NUMBER: 151024851 BUSINESS ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES CAYMAN LTD. STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: 345.949.9876 MAIL ADDRESS: STREET 1: C/O OGIER FIDUCIARY SERVICES CAYMAN LTD. STREET 2: 89 NEXUS WAY CITY: CAMANA BAY, GRAND CAYMAN STATE: E9 ZIP: KY1-9007 D/A 1 primary_doc.xml X0707 D/A LIVE 0001511871 Waterfall Victoria ERISA Fund, Ltd. Ogier Fiduciary Services (Cayman) Ltd 89 Nexus Way, Camana Bay Grand Cayman E9 CAYMAN ISLANDS KY1-9007 345-949-9876 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2011 n/a Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Investment Manager Thomas Capasse Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Kenneth Nick Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Director Jack Ross Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Alan Tooker ARC Directors Ltd, Grd Pavilion Com. Ctr 802 West Bay Road, Suite 7 Grand Cayman E9 CAYMAN ISLANDS KY1-1003 Director Damian Juric ARC Directors Ltd, Grd Pavilion Com. Ctr 802 West Bay Road, Suite 7 Grand Cayman E9 CAYMAN ISLANDS KY1-1003 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001511871-14-000001 2011-03-01 true true false 1000000 M.D. Sass Securities, L.L.C. 139760 None None 1185 Avenue of the Americas 18th Floor New York NY NEW YORK 10036-2699 AK ALASKA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI NJ NEW JERSEY NY NEW YORK OR OREGON PA PENNSYLVANIA TX TEXAS WA WASHINGTON WY WYOMING false Indefinite 155000000 Indefinite false 3 1438774 true 0 0 false Waterfall Victoria ERISA Fund, Ltd. Kenneth Nick Kenneth Nick Director 2015-08-04