0000919574-16-013546.txt : 20160608 0000919574-16-013546.hdr.sgml : 20160608 20160608110624 ACCESSION NUMBER: 0000919574-16-013546 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160608 DATE AS OF CHANGE: 20160608 EFFECTIVENESS DATE: 20160608 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Axonic Credit Opportunities Overseas Fund, Ltd. CENTRAL INDEX KEY: 0001509622 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-153254 FILM NUMBER: 161702937 BUSINESS ADDRESS: STREET 1: C/O AXONIC CAPITAL LLC STREET 2: 390 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 259 0430 MAIL ADDRESS: STREET 1: C/O AXONIC CAPITAL LLC STREET 2: 390 PARK AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0707 D/A LIVE 0001509622 Axonic Credit Opportunities Overseas Fund, Ltd. ELIAN FIDUCIARY SERVICES (CAYMAN) LTD 89 NEXUS WAY, CAMANA BAY GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9007 212 259 0430 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true -- Axonic Capital LLC 390 Park Avenue, 15th Floor New York NY NEW YORK 10022 Executive Officer Investment Manager Clayton DeGiacinto c/o Axonic Capital LLC 390 Park Avenue, 15th Floor New York NY NEW YORK 10022 Director Scott Dakers c/o Elian Fiduciary Svcs. (Cayman) Ltd. 89 Nexus Way, Camana Bay Grand Cayman E9 CAYMAN ISLANDS KY1-9007 Director Richard Ruffer c/o Intertrust Fiduciary Services 275 Madison Avenue, Suite 1614 New York NY NEW YORK 10016 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-15-005044 2011-01-01 true true true false 100000 DONALD A. STEINBRUGGE 1285324 AGECROFT PARTNERS, LLC 139227 103 CANTERBURY ROAD RICHMOND VA VIRGINIA 23221-3211 CT CONNECTICUT NY NEW YORK PA PENNSYLVANIA VA VIRGINIA false UBS Financial Services Inc. 8174 None None 1200 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY 07086 All States false Morgan Stanley Smith Barney LLC 149777 None None 522 FIFTH AVENUE, 14TH FLOOR NEW YORK NY NEW YORK 10036 All States false Indefinite 817036231 Indefinite false 157 0 true 0 true The recipients listed in Item 12 are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive allocation. 0 true The Investment Manager receives customary management fees as provided in the Issuer's offering documents. true Axonic Credit Opportunities Overseas Fund, Ltd. /s/ Clayton DeGiacinto Clayton DeGiacinto Director 2016-06-08