0001567619-20-018071.txt : 20201022 0001567619-20-018071.hdr.sgml : 20201022 20201022103435 ACCESSION NUMBER: 0001567619-20-018071 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20201022 DATE AS OF CHANGE: 20201022 EFFECTIVENESS DATE: 20201022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rezolute, Inc. CENTRAL INDEX KEY: 0001509261 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273440894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-378569 FILM NUMBER: 201252184 BUSINESS ADDRESS: STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-847-1919 MAIL ADDRESS: STREET 1: 201 REDWOOD SHORES PARKWAY, SUITE 315 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: AntriaBio, Inc. DATE OF NAME CHANGE: 20130114 FORMER COMPANY: FORMER CONFORMED NAME: FITS MY STYLE INC DATE OF NAME CHANGE: 20110104 D 1 primary_doc.xml X0708 D LIVE 0001509261 Rezolute, Inc. 201 Redwood Shores Pkwy, Suite 315 Redwood City CA CALIFORNIA 94065 (650) 206-4507 DELAWARE Fits My Style Inc. AntriaBio, Inc. FITS MY STYLE INC Corporation true Nevan Charles Elam 201 Redwood Shores Pkwy, Suite 315 Redwood City CA CALIFORNIA 94065 Executive Officer Director Gil Labrucherie 201 Redwood Shores Pkwy, Suite 315 Redwood City CA CALIFORNIA 94065 Director Sankaram Mantripragada 201 Redwood Shores Pkwy, Suite 315 Redwood City CA CALIFORNIA 94065 Executive Officer Keith Vendola 201 Redwood Shores Pkwy, Suite 315 Redwood City CA CALIFORNIA 94065 Executive Officer Philippe Fauchet 201 Redwood Shores Pkwy, Suite 315 Redwood City CA CALIFORNIA 94065 Director Jung-Hee Lim 201 Redwood Shores Pkwy, Suite 315 Redwood City CA CALIFORNIA 94065 Director Young-Jin Kim 201 Redwood Shores Pkwy, Suite 315 Redwood City CA CALIFORNIA 94065 Director Biotechnology No Revenues 06b false 2020-10-09 true true true true true Units, each consisting of one common share and .33 of one warrant; each whole warrant is exercisable for one post-split common share at $19.50 per share false 0 Canaccord Genuity LLC 1020 None None 535 Madison Avenue New York NY NEW YORK 10022 CA CALIFORNIA FL FLORIDA NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA false JMP Securities LLC 22208 None None 600 Montgomery Street, Suite 1100 San Francisco CA CALIFORNIA 94111 CA CALIFORNIA FL FLORIDA NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA false Griffin Securities, Inc. 43229 None None 17 State Street New York NY NEW YORK 10004 CA CALIFORNIA NY NEW YORK false 56990020 41000000 15990020 Aggregate offering includes amount that may be received by Issuer upon exercise of warrants. Each whole warrant may be exercised for one post-split common share at a price of $19.50 per share until October 9, 2027. false 12 2460000 0 0 false Rezolute, Inc. /s/ Keith Vendola Keith Vendola Chief Financial Officer 2020-10-21