0001140361-18-019365.txt : 20180424 0001140361-18-019365.hdr.sgml : 20180424 20180424155631 ACCESSION NUMBER: 0001140361-18-019365 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180424 DATE AS OF CHANGE: 20180424 EFFECTIVENESS DATE: 20180424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rezolute, Inc. CENTRAL INDEX KEY: 0001509261 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273440894 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-305792 FILM NUMBER: 18771416 BUSINESS ADDRESS: STREET 1: 1450 INFINITE DRIVE CITY: LOUISVILLE STATE: CO ZIP: 80027 BUSINESS PHONE: 650-847-1919 MAIL ADDRESS: STREET 1: 1450 INFINITE DRIVE CITY: LOUISVILLE STATE: CO ZIP: 80027 FORMER COMPANY: FORMER CONFORMED NAME: AntriaBio, Inc. DATE OF NAME CHANGE: 20130114 FORMER COMPANY: FORMER CONFORMED NAME: FITS MY STYLE INC DATE OF NAME CHANGE: 20110104 D/A 1 primary_doc.xml X0708 D/A LIVE 0001509261 Rezolute, Inc. 1450 INFINITE DRIVE LOUISVILLE CO COLORADO 80027 (303) 222-2128 DELAWARE Fits My Style Inc. AntriaBio, Inc. FITS MY STYLE INC Corporation true Nevan Charles Elam 1450 Infinite Drive Louisville CO COLORADO 80027 Executive Officer Director Hoyoung Huh 1450 Infinite Drive Louisville CO COLORADO 80027 Executive Officer Director Tae Hoon Kim 1450 Infinite Drive Louisville CO COLORADO 80027 Director David F. Welch 1450 Infinite Drive Louisville CO COLORADO 80027 Director Samir R. Patel 1450 Infinite Drive Louisville CO COLORADO 80027 Director Gil Labrucherie 1450 Infinite Drive Louisville CO COLORADO 80027 Director Sankaram Mantripragada 1450 Infinite Drive Louisville CO COLORADO 80027 Executive Officer Morgan Lynn Fields 1450 Infinite Drive Louisville CO COLORADO 80027 Executive Officer Michael R. Deperro 1450 Infinite Drive Louisville CO COLORADO 80027 Executive Officer Brian Roberts 1450 Infinite Drive Louisville CO COLORADO 80027 Executive Officer Noopur Batsha Liffick 1450 Infinite Drive Louisville CO COLORADO 80027 Executive Officer Biotechnology Decline to Disclose 06b true 0001140361-18-008721 2018-01-30 true true true true true Senior Secured Promissory Note, and common stock purchase warrants false 0 Brookline Capital Markets, a division of CIM Securities, LLC 120852 None None 6898 S. University Blvd. Centennial CO COLORADO 80122 AL ALABAMA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IL ILLINOIS MA MASSACHUSETTS MD MARYLAND NJ NEW JERSEY NV NEVADA NY NEW YORK TX TEXAS WA WASHINGTON WI WISCONSIN false 6000000 4800000 1200000 false 34 202300 0 In addition to cash commission, agent shall also receive up to 289,000 warrants. 0 false Rezolute, Inc. /s/ Morgan Lynn Fields Morgan Lynn Fields Chief Accounting Officer 2018-04-24