0000898432-14-000032.txt : 20140110 0000898432-14-000032.hdr.sgml : 20140110 20140110112918 ACCESSION NUMBER: 0000898432-14-000032 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140110 DATE AS OF CHANGE: 20140110 EFFECTIVENESS DATE: 20140110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ASGI Aurora Opportunities Fund, LLC CENTRAL INDEX KEY: 0001508781 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-153275 FILM NUMBER: 14520711 BUSINESS ADDRESS: STREET 1: C/O ALTERNATIVE STRATEGIES GROUP, INC. STREET 2: 401 S. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28288-1157 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: C/O ALTERNATIVE STRATEGIES GROUP, INC. STREET 2: 401 S. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28288-1157 D/A 1 primary_doc.xml X0707 D/A LIVE 0001508781 ASGI Aurora Opportunities Fund, LLC C/O ALTERNATIVE STRATEGIES GROUP, INC. 401 S. TRYON STREET CHARLOTTE NC NORTH CAROLINA 28202 866-440-7460 DELAWARE None None Limited Liability Company true 2010 N/A Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Promoter Investment Adviser James Dean c/o ASGI Aurora Opportunities Fund, LLC 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Director James Dunn c/o ASGI Aurora Opportunities Fund, LLC 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Director Stephen I. Golding c/o ASGI Aurora Opportunities Fund, LLC 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Director James Hille c/o ASGI Aurora Opportunities Fund, LLC 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Director Jonathan Hook c/o ASGI Aurora Opportunities Fund, LLC 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Director Dennis Schmal c/o ASGI Aurora Opportunities Fund, LLC 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Director Adam I. Taback c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Director President and Director Britta Perkio Patterson c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Chief Administrative Officer and Director Doretta Dunegan 550 California Street, 6th Floor MAC A0112-063 San Francisco CA CALIFORNIA 94102-1004 Executive Officer Chief Compliance Officer Yukari Nakano c/o Wells Fargo Law Department 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Director Chief Operating Officer and Director Pooled Investment Fund Other Investment Fund true Decline to Disclose 06b true 0000898432-13-000043 2011-01-01 true true false 50000 Alternative Strategies Brokerage Services, Inc. 487 None None 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28288-1195 All States false Indefinite 75270131 Indefinite false 394 1500 true 0 true 0 true false ASGI Aurora Opportunities Fund, LLC /s/ Yukari Nakano Yukari Nakano Chief Operating Officer 2014-01-06