0001507071-14-000002.txt : 20140321 0001507071-14-000002.hdr.sgml : 20140321 20140321171444 ACCESSION NUMBER: 0001507071-14-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140321 DATE AS OF CHANGE: 20140321 EFFECTIVENESS DATE: 20140321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INVICTA OFFSHORE FUND, LTD. CENTRAL INDEX KEY: 0001507072 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-153596 FILM NUMBER: 14711121 BUSINESS ADDRESS: STREET 1: C/O APPLEBY TRUST (CAYMAN) LTD. STREET 2: CLIFTON HOUSE, 75 FORT ST., PO BOX 1350 CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1 1108 BUSINESS PHONE: (345) 949-4900 MAIL ADDRESS: STREET 1: C/O APPLEBY TRUST (CAYMAN) LTD. STREET 2: CLIFTON HOUSE, 75 FORT ST., PO BOX 1350 CITY: GEORGE TOWN, GRAND CAYMAN STATE: E9 ZIP: KY1 1108 FORMER COMPANY: FORMER CONFORMED NAME: James Alpha Small Cap Fund, Ltd. DATE OF NAME CHANGE: 20101203 D/A 1 primary_doc.xml X0707 D/A LIVE 0001507072 INVICTA OFFSHORE FUND, LTD. C/O APPLEBY TRUST (CAYMAN) LTD. CLIFTON HOUSE, 75 FORT ST., PO BOX 1350 GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1 1108 (345) 949-4900 CAYMAN ISLANDS James Alpha Small Cap Fund, Ltd. Other EXEMPTED COMPANY INCORPORATED WITH LIMITED LIABILITY UNDER THE LAWS OF THE CAYMAN ISLANDS true GREGORY A WEAVER C/O INVICTA CAPITAL MANAGMENT, LLC 60 EAST 42ND ST., SUITE 2005 NEW YORK NY NEW YORK 10165 Director Promoter MR. WEAVER IS DIRECTOR AND MANAGING MEMBER OF INVICTA CAPITAL MANAGEMENT, LLC, THE INVESTMENT MANAGER. DAVID BREE C/O APPLEBY TRUST (CAYMAN) LTD. CLIFTON HOUSE, 75 FORT ST. PO BOX 1350 GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1108 Director RONAN GUILFOYLE C/O APPLEBY TRUST (CAYMAN) LTD. CLIFTON HOUSE, 75 FORT ST. PO BOX 1350 GEORGE TOWN, GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1108 Director DANIEL CAPOZZO C/O INVICTA CAPITAL MANAGEMENT, LLC 60 EAST 42ND STREET, SUITE 2005 NEW YORK NY NEW YORK 10165 Executive Officer Promoter MR. CAPOZZO IS THE COO OF INVICTA CAPITAL MANAGEMENT, L.P., THE INVESTMENT MANAGER. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001507072-13-000002 2010-02-01 true true false 0 Mercury Securities, LLC 40368 Cristina T. Osmena 2790702 1299 Fouth Street Suite 200 San Rafael CA CALIFORNIA 94901 WA WASHINGTON NY NEW YORK CA CALIFORNIA PA PENNSYLVANIA NC NORTH CAROLINA false Indefinite 181755000 Indefinite false 59 0 0 0 Certain of the persons listed in Item 3 are affiliated with the Investment Manager. The GP may receive a Performance Allocation and the Investment Manager will receive a Management fee as described in the Issuer's offering materials. false INVICTA OFFSHORE FUND, LTD. /S/ GREGORY A. WEAVER GREGORY A. WEAVER MANAGING MEMBER OF THE INVESTMENT MANAGER OF THE ISSUER 2014-03-21