0001596771-20-000036.txt : 20200507 0001596771-20-000036.hdr.sgml : 20200507 20200507134206 ACCESSION NUMBER: 0001596771-20-000036 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200507 DATE AS OF CHANGE: 20200507 EFFECTIVENESS DATE: 20200507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHF Solutions, Inc. CENTRAL INDEX KEY: 0001506492 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 680533453 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-366483 FILM NUMBER: 20855637 BUSINESS ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 BUSINESS PHONE: 952-345-4200 MAIL ADDRESS: STREET 1: 12988 VALLEY VIEW ROAD CITY: EDEN PRAIRIE STATE: MN ZIP: 55344 FORMER COMPANY: FORMER CONFORMED NAME: Sunshine Heart, Inc. DATE OF NAME CHANGE: 20101124 D 1 primary_doc.xml X0708 D LIVE 0001506492 CHF Solutions, Inc. 12988 VALLEY VIEW ROAD EDEN PRAIRIE MN MINNESOTA 55344 952-345-4200 DELAWARE Sunshine Heart, Inc. Corporation true John L. Erb 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Executive Officer Director Claudia Drayton 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Executive Officer Steve Brandt 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Maria Rosa Costanzo 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Jon Salveson 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Gregory Waller 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Warren S. Watson 12988 Valley View Road Eden Prairie MN MINNESOTA 55344 Director Biotechnology Decline to Disclose 06b false 2020-05-05 false true true true false 0 Ladenburg Thalmann & Co. Inc. 505 None None 277 Park Avenue 26th Floor New York NY NEW YORK 10172 All States false 1699998 1699998 0 Total offering amount includes the concurrent registered offering of common stock and excludes proceeds totaling up to $737,565 from the exercise of the warrants. false 4 136000 0 0 The Company intends to use the net proceeds for general corporate purposes, including the continued investment in commercialization efforts and increasing production of the Aquadex SmartFlow system to address the COVID-19 pandemic. false CHF Solutions, Inc. /s/ Claudia Drayton Claudia Drayton Chief Financial Officer 2020-05-07