0001505732-13-000004.txt : 20131112 0001505732-13-000004.hdr.sgml : 20131111 20131112135140 ACCESSION NUMBER: 0001505732-13-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 EFFECTIVENESS DATE: 20131112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bankwell Financial Group, Inc. CENTRAL INDEX KEY: 0001505732 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 208251355 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-206151 FILM NUMBER: 131209295 BUSINESS ADDRESS: STREET 1: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 BUSINESS PHONE: (203) 972-3838 MAIL ADDRESS: STREET 1: 208 ELM STREET CITY: NEW CANAAN STATE: CT ZIP: 06840 FORMER COMPANY: FORMER CONFORMED NAME: BNC Financial Group, Inc. DATE OF NAME CHANGE: 20101115 D 1 primary_doc.xml X0707 D LIVE 0001505732 Bankwell Financial Group, Inc. 208 ELM STREET NEW CANAAN CT CONNECTICUT 06840 (203) 972-3838 CONNECTICUT BNC Financial Group, Inc. Corporation true Ernest J. Verrico, Sr. 17 Wishing Well Lane Stamford CT CONNECTICUT 06902 Executive Officer Executive Vice President and CFO Heidi S. Dewyngaert 4 Laurel Road South Salem NY NEW YORK 10590 Executive Officer Executive Vice President and Chief Lending Officer Todd H. Lampert 188 Benedict Hill Road New Canaan CT CONNECTICUT 06840 Executive Officer Director Secretary and Director Blake Drexler 687 Oenoke Ridge New Canaan CT CONNECTICUT 06840 Director James A. Fieber 175 Drum Hill Road Wilton CT CONNECTICUT 06897 Director Eric J. Dale 140 Fair Oak Fairfield CT CONNECTICUT 06824 Director Mark Fitzgibbon 39 Beacon Hill Lane New Canaan CT CONNECTICUT 06840 Director William J. Fitzpatrick III 58 Fairmount Terrace Fairfield CT CONNECTICUT 06825 Director Daniel S. Jones 635 Weed Street New Canaan CT CONNECTICUT 06840 Director Carl R. Kuehner III 12 Valley Road Wilson Pt. Norwalk CT CONNECTICUT 06854 Director Victor S. Liss 253A Agawam Drive Stratford CT CONNECTICUT 06614 Director T. Brock Saxe 930 Oenoke Ridge New Canaan CT CONNECTICUT 06840 Director Peyton R. Patterson 220 Elm Street New Canaan CT CONNECTICUT 06840 Executive Officer President and CEO Gail Brathwaite 220 Elm Street New Canaan CT CONNECTICUT 06840 Executive Officer Executive Vice President and COO George Bauer 206 Dudley Road Wilton CT CONNECTICUT 06897 Director Hugh Halsell 161 Elm Street New Canaan CT CONNECTICUT 06840 Director Frederick Afragola 59 Grove Street New Canaan CT CONNECTICUT 06840 Director Richard Castiglioni One Atlantic Street Stamford CT CONNECTICUT 06901 Director Merrill Jay Forgotson 7 Bayberry Lane Westport CT CONNECTICUT 06880 Director Commercial Banking Decline to Disclose 06c false 2013-09-30 false true false 6197500 Sandler, O'Neill & Partners, L.P. 23328 None None 1251 Avenue of the Americas 6th Floor New York NY NEW YORK 10020 CT CONNECTICUT false 6197500 6197500 0 false 1 311850 0 Sandler, O'Neill & Partners, L.P. paid 6% of the total amount sold, less a $60,000 credit for prior services 0 false Bankwell Financial Group, Inc. Ernest J. Verrico Sr. Ernest J. Verrico Sr. Executive Vice President/CFO 2013-11-12