0001504195-19-000002.txt : 20191011 0001504195-19-000002.hdr.sgml : 20191011 20191010181759 ACCESSION NUMBER: 0001504195-19-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20191011 DATE AS OF CHANGE: 20191010 EFFECTIVENESS DATE: 20191011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nantahala Capital Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001504195 IRS NUMBER: 980678020 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1210 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-149696 FILM NUMBER: 191146803 BUSINESS ADDRESS: STREET 1: 19 OLD KINGS HIGHWAY S STREET 2: SUITE 200 CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-909-6431 MAIL ADDRESS: STREET 1: 19 OLD KINGS HIGHWAY S STREET 2: SUITE 200 CITY: DARIEN STATE: CT ZIP: 06820 D/A 1 primary_doc.xml X0708 D/A LIVE 0001504195 Nantahala Capital Offshore Fund, Ltd. 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 203-909-6430 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true N/A Nantahala Capital Management, LLC 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Promoter Investment Manager of the Issuer. Wilmot B. Harkey 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Director Director of the Issuer. Kevin Philip 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Director Director of the Issuer. Daniel J. Mack 130 Main Street 2nd Floor New Canaan CT CONNECTICUT 06840 Director Alternate Director of the Issuer. Pooled Investment Fund Hedge Fund false Over $100,000,000 06b 3C 3C.7 true 0001504195-19-000001 2011-01-01 true true false 1000000 Indefinite 322735000 Indefinite false 54 0 0 20811754 true Nantahala Capital Management, LLC may receive a management fee based on the value of the issuer's assets and/or a performance allocation based on the issuer's profits. false Nantahala Capital Offshore Fund, Ltd. Wilmot B. Harkey Wilmot B. Harkey Director 2019-10-10