0001504195-17-000001.txt : 20170504 0001504195-17-000001.hdr.sgml : 20170504 20170504165753 ACCESSION NUMBER: 0001504195-17-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170504 DATE AS OF CHANGE: 20170504 EFFECTIVENESS DATE: 20170504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nantahala Capital Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001504195 IRS NUMBER: 980678020 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1210 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-149696 FILM NUMBER: 17814905 BUSINESS ADDRESS: STREET 1: 19 OLD KINGS HIGHWAY S STREET 2: SUITE 200 CITY: DARIEN STATE: CT ZIP: 06820 BUSINESS PHONE: 203-909-6431 MAIL ADDRESS: STREET 1: 19 OLD KINGS HIGHWAY S STREET 2: SUITE 200 CITY: DARIEN STATE: CT ZIP: 06820 D/A 1 primary_doc.xml X0707 D/A LIVE 0001504195 Nantahala Capital Offshore Fund, Ltd. 19 OLD KINGS HIGHWAY S SUITE 200 DARIEN CT CONNECTICUT 06820 203-909-6431 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true LLC Nantahala Capital Management, 19 Old Kings Highway S Suite 200 Darien CT CONNECTICUT 06820 Promoter Investment Manager of the Issuer. Wilmot B. Harkey 19 Old Kings Highway S Suite 200 Darien CT CONNECTICUT 06820 Director Director of the Issuer. Kevin Philip 19 Old Kings Highway S Suite 200 Darien CT CONNECTICUT 06820 Director Director of the Issuer. Pooled Investment Fund Hedge Fund false $5,000,001 - $25,000,000 06b 3C 3C.7 true 0001504195-16-000003 2011-01-01 true true false 1000000 Indefinite 209455000 Indefinite false 42 0 0 14049967 true Nantahala Capital Management, LLC may receive a management fee based on the value of the issuer's assets and/or a performance allocation based on the issuer's profits. false Nantahala Capital Offshore Fund, Ltd. Wilmot B. Harkey Wilmot B. Harkey Director 2017-05-04