0001504195-14-000001.txt : 20140411 0001504195-14-000001.hdr.sgml : 20140411 20140410183902 ACCESSION NUMBER: 0001504195-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140411 DATE AS OF CHANGE: 20140410 EFFECTIVENESS DATE: 20140411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nantahala Capital Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001504195 IRS NUMBER: 980678020 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1210 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-149696 FILM NUMBER: 14758341 BUSINESS ADDRESS: STREET 1: 100 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-909-6431 MAIL ADDRESS: STREET 1: 100 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 D/A 1 primary_doc.xml X0707 D/A LIVE 0001504195 Nantahala Capital Offshore Fund, Ltd. 19 Old Kings Highway South Suite 200 Darien CT CONNECTICUT 06820 203-909-6431 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2010 LLC Nantahala Capital Management, 19 Old Kings Highway South Suite 200 Darien CT CONNECTICUT 06820 Promoter Investment manager of the issuer. Wilmot B. Harkey 19 Old Kings Highway South Suite 200 Darien CT CONNECTICUT 06820 Director Ronan Guilfoyle 19 Old Kings Highway South Suite 200 Darien CT CONNECTICUT 06820 Director Pooled Investment Fund Hedge Fund false Over $100,000,000 06b 3C 3C.7 true 0001502725-13-000004 2011-01-01 true true false 1000000 Indefinite 189445000 Indefinite false 38 0 0 9315844 true Nantahala Capital Management, LLC may receive a management fee based on the value of the issuer's assets and/or a performance allocation based on the issuer's profits. false Nantahala Capital Offshore Fund, Ltd. Wilmot B. Harkey Wilmot B. Harkey Director 2014-04-10