0000899140-16-001311.txt : 20160321 0000899140-16-001311.hdr.sgml : 20160321 20160321161600 ACCESSION NUMBER: 0000899140-16-001311 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160321 DATE AS OF CHANGE: 20160321 EFFECTIVENESS DATE: 20160321 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cardinal AlternativeFocus Prologue L.P. CENTRAL INDEX KEY: 0001503557 IRS NUMBER: 331219081 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-149139 FILM NUMBER: 161518858 BUSINESS ADDRESS: STREET 1: 1095 AVENUE OF THE AMERICAS, FL 4 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-328-1344 MAIL ADDRESS: STREET 1: 1095 AVENUE OF THE AMERICAS, FL 4 CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: AlternativeFocus Prologue L.P. DATE OF NAME CHANGE: 20101014 D/A 1 primary_doc.xml X0707 D/A LIVE 0001503557 Cardinal AlternativeFocus Prologue L.P. 1095 Avenue of the America, FL 4 NEW YORK NY NEW YORK 10036 (212) 328-1000 DELAWARE AlternativeFocus Prologue L.P. Limited Partnership true Laren Gillespie Carne Global Financial Services (Cayman) 802 West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1204 Director Laren Gillespie is a director of AlternativeFocus GP Ltd., the General Partner of the Issuer. Michelle Wilson-Clarke Carne Global Financial Services (Cayman) 802 West Bay Road Grand Cayman E9 CAYMAN ISLANDS KY1-1204 Director Michelle Wilson-Clarke is a director of AlternativeFocus GP Ltd., the General Partner of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000899140-15-000662 2010-11-01 true true true false 0 Barclays Capital Inc. 19714 Barclays Capital Inc. 19714 745 Seventh Avenue New York NY NEW YORK 10019 All States false Lehman Brothers Inc. 7506 Lehman Brothers Inc. 7506 100 WALL STREET, 17TH FLOOR New York NY NEW YORK 10005 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING true STIFEL, NICOLAUS & COMPANY, INCORPORATED 793 STIFEL, NICOLAUS & COMPANY, INCORPORATED 793 501 NORTH BROADWAY ST. LOUIS MO MISSOURI 63102 All States false Indefinite 200670095 Indefinite Responses in Items #13 and #14 are estimates. false 285 3571970 true 0 Estimate is projected through the next 12 months. 0 true false Cardinal AlternativeFocus Prologue L.P. Kevin McKenna Kevin McKenna Authorized Signatory 2016-03-21