0001398344-26-017841.txt : 20261002 0001398344-26-017841.hdr.sgml : 20261002 20261002164644 ACCESSION NUMBER: 0001398344-26-017841 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20261002 DATE AS OF CHANGE: 20261002 EFFECTIVENESS DATE: 20261002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERNORTH OPPORTUNITIES FUND, INC. CENTRAL INDEX KEY: 0001501072 ORGANIZATION NAME: EIN: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-599830 FILM NUMBER: 261437395 BUSINESS ADDRESS: STREET 1: 360 S. ROSEMARY AVE. STREET 2: SUITE 1420 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 BUSINESS PHONE: 561-484-7185 MAIL ADDRESS: STREET 1: 360 S. ROSEMARY AVE. STREET 2: SUITE 1420 CITY: WEST PALM BEACH STATE: FL ZIP: 33401 FORMER COMPANY: FORMER CONFORMED NAME: RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. DATE OF NAME CHANGE: 20100909 D 1 primary_doc.xml X0708 D LIVE 0001501072 RIVERNORTH OPPORTUNITIES FUND, INC. 360 S. ROSEMARY AVE. SUITE 1420 WEST PALM BEACH FL FLORIDA 33401 561-484-7185 MARYLAND None RIVERNORTH TACTICAL OPPORTUNITIES FUND, INC. Corporation true Patrick W. Galley 360 South Rosemary Avenue Suite 1420 West Palm Beach FL FLORIDA 33401 Executive Officer Director Director, Chairman and President Marcus L. Collins 360 South Rosemary Avenue Suite 1420 West Palm Beach FL FLORIDA 33401 Executive Officer Chief Compliance Officer and Secretary Jonathan M. Mohrhardt 360 South Rosemary Avenue Suite 1420 West Palm Beach FL FLORIDA 33401 Executive Officer Treasurer and Chief Financial Officer Jerry R. Raio 360 South Rosemary Avenue Suite 1420 West Palm Beach FL FLORIDA 33401 Director John K. Carter 360 South Rosemary Avenue Suite 1420 West Palm Beach FL FLORIDA 33401 Director Lisa B. Mougin 360 South Rosemary Avenue Suite 1420 West Palm Beach FL FLORIDA 33401 Director David M. Swanson 360 South Rosemary Avenue Suite 1420 West Palm Beach FL FLORIDA 33401 Director Pooled Investment Fund Other Investment Fund true Over $100,000,000 06b false 2026-09-18 false true false 0 UBS Securities LLC 000007654 UBS Securities LLC 000007654 11 Madison Avenue New York NY NEW YORK 10010 All States false 75000000 75000000 0 false 7 130000 true 0 0 false RIVERNORTH OPPORTUNITIES FUND, INC. /S/ Patrick W. Galley Patrick W. Galley President 2026-09-25