0001532934-11-000009.txt : 20111027 0001532934-11-000009.hdr.sgml : 20111027 20111027164010 ACCESSION NUMBER: 0001532934-11-000009 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20111027 DATE AS OF CHANGE: 20111027 EFFECTIVENESS DATE: 20111027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THB SMALLCAP FUND, LLC CENTRAL INDEX KEY: 0001500700 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-147565 FILM NUMBER: 111162388 BUSINESS ADDRESS: STREET 1: C/O THOMSON HORSTMANN & BRYANT, INC. STREET 2: PARK 80 WEST/PLAZA ONE CITY: SADDLE BROOK STATE: NJ ZIP: 07663 BUSINESS PHONE: 201-368-2770 MAIL ADDRESS: STREET 1: C/O THOMSON HORSTMANN & BRYANT, INC. STREET 2: PARK 80 WEST/PLAZA ONE CITY: SADDLE BROOK STATE: NJ ZIP: 07663 D/A 1 primary_doc.xml X0704 D/A LIVE 0001500700 THB SMALLCAP FUND, LLC C/O THOMSON HORSTMANN & BRYANT, INC. 501 MAIN AVENUE NORWALK CT CONNECTICUT 06851 203-653-7060 DELAWARE None None Limited Liability Company true 2010 WILLIAM WHITSEL BRYANT C/O THOMSON HORSTMANN & BRYANT, INC. 501 MAIN AVENUE NORWALK CT CONNECTICUT 06851 Executive Officer JAMES MICHAEL KENNEDY C/O THOMSON HORSTMANN & BRYANT, INC. 501 MAIN AVENUE NORWALK CT CONNECTICUT 06851 Executive Officer CHAD MICHAEL NELSON C/O THOMSON HORSTMANN & BRYANT, INC. 501 MAIN AVENUE NORWALK CT CONNECTICUT 06851 Executive Officer CHRISTOPHER NICHOLAS CUESTA C/O THOMSON HORSTMANN & BRYANT, INC. 501 MAIN AVENUE NORWALK CT CONNECTICUT 06851 Executive Officer JOHN GORDON BENNETT C/O THOMSON HORSTMANN & BRYANT, INC. 501 MAIN AVENUE NORWALK CT CONNECTICUT 06851 Executive Officer WILLIAM BRYANT C/O THOMSON HORSTMANN & BRYANT, INC. 501 MAIN AVENUE NORWALK CT CONNECTICUT 06851 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001500701-10-000006 2010-08-26 true true false 0 Indefinite 78384514 Indefinite false 14 0 0 0 false THB SMALLCAP FUND, LLC JAMES KENNEDY JAMES KENNEDY CCO OF THE MANAGING MEMBER OF THE ISSUER 2011-10-27