0001500700-21-000005.txt : 20211012 0001500700-21-000005.hdr.sgml : 20211012 20211012135833 ACCESSION NUMBER: 0001500700-21-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20211012 DATE AS OF CHANGE: 20211012 EFFECTIVENESS DATE: 20211012 FILER: COMPANY DATA: COMPANY CONFORMED NAME: THB SMALLCAP FUND, LLC CENTRAL INDEX KEY: 0001500700 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-147565 FILM NUMBER: 211318278 BUSINESS ADDRESS: STREET 1: C/O THOMSON HORSTMANN & BRYANT, INC. STREET 2: 501 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06851 BUSINESS PHONE: 203-653-7060 MAIL ADDRESS: STREET 1: C/O THOMSON HORSTMANN & BRYANT, INC. STREET 2: 501 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06851 D/A 1 primary_doc.xml X0708 D/A LIVE 0001500700 THB SMALLCAP FUND, LLC 15935 La Cantera Parkway San Antonio TX TEXAS 78256 800-235-8396 DELAWARE None None Limited Liability Company true N/A Victory Capital Management Inc. 15935 La Cantera Parkway San Antonio TX TEXAS 78256 Promoter Managing Member of Issuer Michael Policarpo 4900 Tiedeman Road Brooklyn OH OHIO 44144 Executive Officer Officer of the Manager Nina Gupta 15935 La Cantera Parkway San Antonio TX TEXAS 78256 Executive Officer Officer of the Manager David Brown 15935 La Cantera Parkway San Antonio TX TEXAS 78256 Executive Officer Officer of the Manager Kelly Cliff 15935 La Cantera Parkway San Antonio TX TEXAS 78256 Executive Officer Officer of the Manager Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001500700-20-000001 2010-08-26 true true false 2500 Victory Capital Services, Inc. 37059 None None 4900 Tiedeman Road Brooklyn OH OHIO 44144 All States false Indefinite 62289874 Indefinite Total Amount Sold represents approximate AUM as of 9/30/2021. false 19 0 0 0 false THB SMALLCAP FUND, LLC Michael D. Policarpo Michael D. Policarpo President, CFO and CAO of the Manager 2021-10-12