0001500480-14-000001.txt : 20140312 0001500480-14-000001.hdr.sgml : 20140312 20140312105448 ACCESSION NUMBER: 0001500480-14-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140312 DATE AS OF CHANGE: 20140312 EFFECTIVENESS DATE: 20140312 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dougherty Absolute Equity Fund LLC CENTRAL INDEX KEY: 0001500480 IRS NUMBER: 272845527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-147627 FILM NUMBER: 14686504 BUSINESS ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET, SUITE 4300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 612-376-4043 MAIL ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET, SUITE 4300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 D/A 1 primary_doc.xml X0707 D/A LIVE 0001500480 Dougherty Absolute Equity Fund LLC 90 SOUTH SEVENTH STREET, SUITE 4300 MINNEAPOLIS MN MINNESOTA 55402 612-376-4000 DELAWARE None None Limited Liability Company true 2010 N/A N/A Dougherty & Company LLC 90 South Seventh Street, Suite 4300 Minneapolis MN MINNESOTA 55402 Executive Officer Promoter Issuer's Managing Member Robert L. Schnell 90 South Seventh Street, Suite 4300 Minneapolis MN MINNESOTA 55402 Executive Officer Promoter Issuer's Portfolio Manager Jeffrey D. Jacobson 90 South Seventh Street, Suite 4300 Minneapolis MN MINNESOTA 55402 Executive Officer Director Promoter Senior VP; Retail Sales Division of Issuer's Managing Member; Member of Issuer's Advisory Board Gerald Kraut 90 South Seventh Street, Suite 4300 Minneapolis MN MINNESOTA 55402 Executive Officer Director CEO, Chaiman, and President of Issuer's Managing Member; Member of Issuer's Advisory Board Kathryn M. Zenk 90 South Seventh Street, Suite 4300 Minneapolis MN MINNESOTA 55402 Director Member of Issuer's Advisory Board David Juran 90 South Seventh Street, Suite 4300 Minneapolis MN MINNESOTA 55402 Executive Officer Director Executive VP; Head of Fixed Income Division of Issuer's Managing Member; Member of Issuer's Advisory Board Greg Graves 90 South Seventh Street, Suite 4300 Minneapolis MN MINNESOTA 55402 Director Member of Issuer's Advisory Board Mark Steen 90 South Seventh Street, Suite 4300 Minneapolis MN MINNESOTA 55402 Director Member of Issuer's Advisory Board Pooled Investment Fund Hedge Fund false Decline to Disclose 06c 3C 3C.1 true 0001500480-13-000001 2010-08-31 true true true false 0 John Kirkeby 4473959 Dougherty & Company LLC 7477 12 1/2 S 3rd Street Suite 203B Grand Forks ND NORTH DAKOTA 58201 MN MINNESOTA AZ ARIZONA CA CALIFORNIA ND NORTH DAKOTA false Charlie Hanish 707784 Dougherty & Company LLC 7477 4133 30th Avenue South Suite 102 Fargo ND NORTH DAKOTA 58104 SD SOUTH DAKOTA OK OKLAHOMA NY NEW YORK MN MINNESOTA AZ ARIZONA FL FLORIDA CA CALIFORNIA ND NORTH DAKOTA false Mark Johnson 1433801 Dougherty & Company LLC 7477 4133 30th Avenue South Suite 102 Fargo ND NORTH DAKOTA 58104 OK OKLAHOMA IL ILLINOIS MN MINNESOTA ID IDAHO CO COLORADO AZ ARIZONA FL FLORIDA CA CALIFORNIA ND NORTH DAKOTA NE NEBRASKA false Michael Dolan 1209079 Dougherty & Company LLC 7477 90 South Seventh St Suite 4300 Minneapolis MN MINNESOTA 55402 SD SOUTH DAKOTA IL ILLINOIS MN MINNESOTA AZ ARIZONA WI WISCONSIN CA CALIFORNIA OH OHIO WY WYOMING TX TEXAS CO COLORADO FL FLORIDA IA IOWA ND NORTH DAKOTA NE NEBRASKA false Indefinite 5811951 Indefinite false 22 15950 0 All commissions paid by managing member 0 true false Dougherty Absolute Equity Fund LLC /s/ Jeffrey D. Jacobson Jeffrey D. Jacobson Senior VP; Retail Sales Division of Issuer's Manager 2014-03-11