0001498161-15-000002.txt : 20150102 0001498161-15-000002.hdr.sgml : 20150101 20150102153653 ACCESSION NUMBER: 0001498161-15-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20150102 DATE AS OF CHANGE: 20150102 EFFECTIVENESS DATE: 20150102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLS Financial, LLC CENTRAL INDEX KEY: 0001498161 IRS NUMBER: 204281018 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-206006 FILM NUMBER: 15501311 BUSINESS ADDRESS: STREET 1: 901 N BROAD STREET STREET 2: SUITE 400 CITY: ROME STATE: GA ZIP: 30161 BUSINESS PHONE: 706 238-9575 MAIL ADDRESS: STREET 1: 901 N BROAD STREET STREET 2: SUITE 400 CITY: ROME STATE: GA ZIP: 30161 D/A 1 primary_doc.xml X0707 D/A LIVE 0001498161 DLS Financial, LLC 901 N BROAD STREET SUITE 400 ROME GA GEORGIA 30161 706 238-9575 GEORGIA None None Limited Liability Company true Jerry Eskel Dempsey 901 N Broad Street Ste 400 Rome GA GEORGIA 30161 Executive Officer Promoter Affiliated with Dempsey Lord Smith, LLC - CRD 141238 John Hayward Lord 320 S Piedmont Street Calhoun GA GEORGIA 30701 Executive Officer Promoter Affiliated with Dempsey Lord Smith, LLC - CRD 141238 Ernest Liddell Smith 901 N Broad Street Suite 400 Rome GA GEORGIA 30161 Executive Officer Promoter Affiliated with Dempsey Lord Smith, LLC - CRD 141238 Commercial $1 - $1,000,000 06c true 0001498161-13-000002 2014-12-09 false true false 2000 Jerry Dempsey 1869325 Dempsey Lord Smith, LLC 141238 901 N Broad Street Suite 400 Rome GA GEORGIA 30161 FL FLORIDA GA GEORGIA NC NORTH CAROLINA false Ernie Smith 2205253 Dempsey Lord Smith, LLC 141238 901 N Broad Street Suite 400 Rome GA GEORGIA 30161 GA GEORGIA NC NORTH CAROLINA false John Lord 1352023 Dempsey Lord Smith, LLC 141238 320 S Piedmont Street Calhoun GA GEORGIA 30701 AR ARKANSAS FL FLORIDA GA GEORGIA false 6200000 6200000 0 Rule 506 - Debt Offering - $6,200,000 - All or None Offering false 81 124000 0 124000 Selling concession to our Brokerage Firm Dempsey Lord Smith, LLC CRD # 141238 will be a maximum $124,000 on the debt offering, and if the 3 principals sell all bonds they would earn the entire $124,000. false DLS Financial, LLC Jerry E Dempsey Jr Jerry Dempsey Managing Member 2015-01-02