0001498161-13-000002.txt : 20131108 0001498161-13-000002.hdr.sgml : 20131108 20131107174408 ACCESSION NUMBER: 0001498161-13-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20131108 DATE AS OF CHANGE: 20131107 EFFECTIVENESS DATE: 20131108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DLS Financial, LLC CENTRAL INDEX KEY: 0001498161 IRS NUMBER: 204281018 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-206006 FILM NUMBER: 131201929 BUSINESS ADDRESS: STREET 1: 901 N BROAD STREET STREET 2: SUITE 400 CITY: ROME STATE: GA ZIP: 30161 BUSINESS PHONE: 706 238-9575 MAIL ADDRESS: STREET 1: 901 N BROAD STREET STREET 2: SUITE 400 CITY: ROME STATE: GA ZIP: 30161 D 1 primary_doc.xml X0707 D LIVE 0001498161 DLS Financial, LLC 901 N BROAD STREET SUITE 400 ROME GA GEORGIA 30161 706 238-9575 GEORGIA None None Limited Liability Company true Jerry Eskel Dempsey 901 N Broad Street Ste 400 Rome GA GEORGIA 30161 Executive Officer Promoter Affiliated with Dempsey Lord Smith, LLC - CRD 141238 John Hayward Lord 320 S Piedmont Street Calhoun GA GEORGIA 30701 Executive Officer Promoter Affiliated with Dempsey Lord Smith, LLC - CRD 141238 Ernest Liddell Smith 901 N Broad Street Suite 400 Rome GA GEORGIA 30161 Executive Officer Promoter Affiliated with Dempsey Lord Smith, LLC - CRD 141238 Commercial $1 - $1,000,000 06c false true false true false 10000 Jerry Dempsey 1869325 Dempsey Lord Smith, LLC 141238 901 N Broad Street Suite 400 Rome GA GEORGIA 30161 AL ALABAMA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA LA LOUISIANA MA MASSACHUSETTS NV NEVADA NM NEW MEXICO NC NORTH CAROLINA OR OREGON TN TENNESSEE false Ernie Smith 2205253 Dempsey Lord Smith, LLC 141238 901 N Broad Street Suite 400 Rome GA GEORGIA 30161 AL ALABAMA FL FLORIDA GA GEORGIA NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA VA VIRGINIA false John Lord 1352023 Dempsey Lord Smith, LLC 141238 320 S Piedmont Street Calhoun GA GEORGIA 30701 AL ALABAMA AZ ARIZONA AR ARKANSAS CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS MN MINNESOTA OH OHIO SC SOUTH CAROLINA false 6200000 0 6200000 Rule 506 - Debt Offering - $6,200,000 - All or None Offering false 0 124000 0 12400 Selling concession to our Brokerage Firm Dempsey Lord Smith, LLC CRD # 141238 will be a maximum $124,000 on the debt offering, and if the 3 principals sell all bonds they would earn the entire $124,000. false DLS Financial, LLC Jerry Dempsey Jerry Dempsey Managing Member 2013-11-07