0001213900-18-007873.txt : 20180619 0001213900-18-007873.hdr.sgml : 20180619 20180619141453 ACCESSION NUMBER: 0001213900-18-007873 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180619 DATE AS OF CHANGE: 20180619 EFFECTIVENESS DATE: 20180619 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ener-Core, Inc. CENTRAL INDEX KEY: 0001495536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 460525350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-314882 FILM NUMBER: 18906839 BUSINESS ADDRESS: STREET 1: 8965 RESEARCH DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 616-3300 MAIL ADDRESS: STREET 1: 8965 RESEARCH DRIVE CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Ener-Core Inc. DATE OF NAME CHANGE: 20130516 FORMER COMPANY: FORMER CONFORMED NAME: Inventtech Inc. DATE OF NAME CHANGE: 20100629 D 1 primary_doc.xml X0708 D LIVE 0001495536 Ener-Core, Inc. 8965 RESEARCH DRIVE, SUITE 100 IRVINE CA CALIFORNIA 92618 (949) 616-3300 DELAWARE None Ener-Core Inc. Inventtech Inc. Corporation true 2015 Domonic J. Carney 8965 RESEARCH DRIVE, SUITE 100 IRVINE CA CALIFORNIA 92618 Executive Officer Douglas A. Hamrin 8965 RESEARCH DRIVE, SUITE 100 IRVINE CA CALIFORNIA 92618 Executive Officer Michael J. Hammons 8965 RESEARCH DRIVE, SUITE 100 IRVINE CA CALIFORNIA 92618 Director James Reiman 8965 RESEARCH DRIVE, SUITE 100 IRVINE CA CALIFORNIA 92618 Director Bennet P. Tchaikovsky 8965 RESEARCH DRIVE, SUITE 100 IRVINE CA CALIFORNIA 92618 Director Stephen Markscheid 8965 RESEARCH DRIVE, SUITE 100 IRVINE CA CALIFORNIA 92618 Director Other Energy Decline to Disclose 06b false 2018-06-05 false true true true false 0 J. Streicher Capital LLC 146671 None None 44 WALL STREET, 4TH FLOOR NEW YORK NY NEW YORK 10005 CA CALIFORNIA CT CONNECTICUT MI MICHIGAN NY NEW YORK TX TEXAS false 4500000 395500 4104500 false 12 14735 0 Placement agent fee. 0 false Ener-Core, Inc. /s/ Domonic J. Carney Domonic J. Carney Interim President and Chief Financial Officer 2018-06-19