0001213900-17-011652.txt : 20171109 0001213900-17-011652.hdr.sgml : 20171109 20171109145922 ACCESSION NUMBER: 0001213900-17-011652 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171109 DATE AS OF CHANGE: 20171109 EFFECTIVENESS DATE: 20171109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ener-Core, Inc. CENTRAL INDEX KEY: 0001495536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 460525350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-295904 FILM NUMBER: 171190345 BUSINESS ADDRESS: STREET 1: 8965 RESEARCH DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 616-3300 MAIL ADDRESS: STREET 1: 8965 RESEARCH DRIVE CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Ener-Core Inc. DATE OF NAME CHANGE: 20130516 FORMER COMPANY: FORMER CONFORMED NAME: Inventtech Inc. DATE OF NAME CHANGE: 20100629 D/A 1 primary_doc.xml X0708 D/A LIVE 0001495536 Ener-Core, Inc. 8965 RESEARCH DR., SUITE 100 IRVINE CA CALIFORNIA 92618 949-616-3300 DELAWARE None Ener-Core Inc. Inventtech Inc. Corporation true 2015 Alain J. Castro 8965 Research Dr., Suite 100 Irvine CA CALIFORNIA 92618 Executive Officer Director Domonic J. Carney 8965 Research Dr., Suite 100 Irvine CA CALIFORNIA 92618 Executive Officer Douglas A. Hamrin 8965 Research Dr., Suite 100 Irvine CA CALIFORNIA 92618 Executive Officer Michael J. Hammons 8965 Research Dr., Suite 100 Irvine CA CALIFORNIA 92618 Director James Reiman 8965 Research Dr., Suite 100 Irvine CA CALIFORNIA 92618 Director Bennet P. Tchaikovsky 8965 Research Dr., Suite 100 Irvine CA CALIFORNIA 92618 Director Ian C. Copeland 8965 Research Dr., Suite 100 Irvine CA CALIFORNIA 92618 Director Stephen Markscheid 8965 Research Dr., Suite 100 Irvine CA CALIFORNIA 92618 Director Kent Williams 8965 Research Dr., Suite 100 Irvine CA CALIFORNIA 92618 Director Other Energy Decline to Disclose 06b true 0001213900-17-010716 2017-09-19 false true true true false 0 J. Streicher Capital LLC 146671 None None 44 WALL STREET, 4TH FLOOR NEW YORK NY NEW YORK 10005 CA CALIFORNIA CT CONNECTICUT FL FLORIDA NY NEW YORK TX TEXAS false 900000 900000 0 false 14 38325 0 Placement agent fee. 0 false Ener-Core, Inc. /s/ Domonic J. Carney Domonic J. Carney Chief Financial Officer 2017-11-09