0001213900-16-019409.txt : 20161214 0001213900-16-019409.hdr.sgml : 20161214 20161214151613 ACCESSION NUMBER: 0001213900-16-019409 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161214 DATE AS OF CHANGE: 20161214 EFFECTIVENESS DATE: 20161214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ener-Core, Inc. CENTRAL INDEX KEY: 0001495536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 460525350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-276276 FILM NUMBER: 162051011 BUSINESS ADDRESS: STREET 1: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 616-3300 MAIL ADDRESS: STREET 1: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Ener-Core Inc. DATE OF NAME CHANGE: 20130516 FORMER COMPANY: FORMER CONFORMED NAME: Inventtech Inc. DATE OF NAME CHANGE: 20100629 D 1 primary_doc.xml X0707 D LIVE 0001495536 Ener-Core, Inc. 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 (949) 616-3300 DELAWARE None Ener-Core Inc. Inventtech Inc. Corporation true 2015 Alain J. Castro 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 Executive Officer Director Domonic J. Carney 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 Executive Officer Boris A. Maslov 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 Executive Officer Michael J. Hammons 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 Director Jeffrey A. Horn 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 Director Bennet P. Tchaikovsky 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 Director Ian C. Copeland 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 Director Stephen Markscheid 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 Director Other Energy Decline to Disclose 06b false 2016-12-02 false true true true true Includes additional Warrants issued to existing Note holders. false 0 Oppenheimer & Co. Inc. 249 None None 85 BROAD STREET, 22ND FLOOR NEW YORK NY NEW YORK 10004 CA CALIFORNIA FL FLORIDA IL ILLINOIS NY NEW YORK TX TEXAS false 4012200 3202200 810000 false 15 250000 0 Placement agent fee. 0 false Ener-Core, Inc. /s/ Domonic J. Carney Domonic J. Carney Chief Financial Officer 2016-12-14