0001213900-16-010037.txt : 20160111 0001213900-16-010037.hdr.sgml : 20160111 20160111154334 ACCESSION NUMBER: 0001213900-16-010037 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20160111 DATE AS OF CHANGE: 20160111 EFFECTIVENESS DATE: 20160111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ener-Core, Inc. CENTRAL INDEX KEY: 0001495536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 460525350 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-254890 FILM NUMBER: 161336406 BUSINESS ADDRESS: STREET 1: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 616-3300 MAIL ADDRESS: STREET 1: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Ener-Core Inc. DATE OF NAME CHANGE: 20130516 FORMER COMPANY: FORMER CONFORMED NAME: Inventtech Inc. DATE OF NAME CHANGE: 20100629 D 1 primary_doc.xml X0707 D LIVE 0001495536 Ener-Core, Inc. 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 (949) 616-3300 DELAWARE None Ener-Core Inc. Inventtech Inc. Corporation true 2015 Alain J. Castro 9400 Toledo Way Irvine CA CALIFORNIA 92618 Executive Officer Director Domonic J. Carney 9400 Toledo Way Irvine CA CALIFORNIA 92618 Executive Officer Boris A. Maslov 9400 Toledo Way Irvine CA CALIFORNIA 92618 Executive Officer Michael J. Hammons 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Christopher J. Brown 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Jeffrey A. Horn 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Bennet P. Tchaikovsky 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Ian C. Copeland 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Eric Helenek 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Other Energy Decline to Disclose 06b false 2015-12-31 false true true true false 0 Northland Securities, Inc. 40258 None None 45 SOUTH 7TH STREET 20TH FLOOR MINNEAPOLIS MN MINNESOTA 55402 CA CALIFORNIA FL FLORIDA IL ILLINOIS IN INDIANA NY NEW YORK TX TEXAS false Lake Street Capital Markets, LLC 164447 None None 225 SOUTH SIXTH STREET SUITE 2050 MINNEAPOLIS MN MINNESOTA 55402 CA CALIFORNIA FL FLORIDA IL ILLINOIS IN INDIANA NY NEW YORK TX TEXAS false 2500000 2500000 0 false 11 75000 true 0 Placement Agent Fees 0 false Ener-Core, Inc. /s/ Domonic J. Carney Domonic J. Carney Chief Financial Officer 2016-01-07