0001213900-14-007069.txt : 20141002 0001213900-14-007069.hdr.sgml : 20141002 20141001193101 ACCESSION NUMBER: 0001213900-14-007069 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141002 DATE AS OF CHANGE: 20141001 EFFECTIVENESS DATE: 20141002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ener-Core Inc. CENTRAL INDEX KEY: 0001495536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 460525350 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-225661 FILM NUMBER: 141134372 BUSINESS ADDRESS: STREET 1: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 616-3300 MAIL ADDRESS: STREET 1: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Inventtech Inc. DATE OF NAME CHANGE: 20100629 D 1 primary_doc.xml X0707 D LIVE 0001495536 Ener-Core Inc. 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 (949) 616-3300 NEVADA Inventtech, Inc. Inventtech Inc. Corporation true 2010 Alain Castro 9400 Toledo Way Irvine CA CALIFORNIA 92618 Executive Officer Director Boris Maslov 9400 Toledo Way Irvine CA CALIFORNIA 92618 Executive Officer Michael Hammons 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Domonic Carney 9400 Toledo Way Irvine CA CALIFORNIA 92618 Executive Officer Bennet Tchaikovsky 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Christopher Brown 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Jeffrey A. Horn 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Other Energy $1 - $1,000,000 06b false 2014-09-22 false true false 22500 Chardan Capital Markets, LLC ("Chardan") 120128 None None 150 EAST 58TH ST., 28TH FLOOR NEW YORK NY NEW YORK 10155 CA CALIFORNIA IL ILLINOIS NY NEW YORK TX TEXAS false Colorado Financial Service Corp. ("Colorado") 104343 None None 304 INVERNESS WAY SOUTH, SUITE 355 CENTENNIAL CO COLORADO 80112 IL ILLINOIS IN INDIANA false 4000000 4000000 0 false 36 73750 true 0 Chardan and Colorado will receive 4 year warrants to purchase 1,000,000 shares and 325,000 shares, respectively, of the company's common stock at $0.50 per share. Chardan will also receive 1,000,000 restricted shares of the company's common stock. 0 false Ener-Core Inc. /s/ Domonic Carney Domonic Carney CFO 2014-09-30