0001213900-14-002794.txt : 20140501 0001213900-14-002794.hdr.sgml : 20140501 20140430211702 ACCESSION NUMBER: 0001213900-14-002794 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140501 DATE AS OF CHANGE: 20140430 EFFECTIVENESS DATE: 20140501 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ener-Core Inc. CENTRAL INDEX KEY: 0001495536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS CHEMICAL PRODUCTS [2890] IRS NUMBER: 460525350 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-216601 FILM NUMBER: 14801589 BUSINESS ADDRESS: STREET 1: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 616-3300 MAIL ADDRESS: STREET 1: 9400 TOLEDO WAY CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: Inventtech Inc. DATE OF NAME CHANGE: 20100629 D 1 primary_doc.xml X0707 D LIVE 0001495536 Ener-Core Inc. 9400 TOLEDO WAY IRVINE CA CALIFORNIA 92618 (949) 616-3300 NEVADA Inventtech, Inc. Inventtech Inc. Corporation true 2010 Alain Castro 9400 Toledo Way Irvine CA CALIFORNIA 92618 Executive Officer Director Christopher Brown 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Stephen Johnson 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Boris Maslov 9400 Toledo Way Irvine CA CALIFORNIA 92618 Executive Officer Michael Hammons 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Kelly Anderson 9400 Toledo Way Irvine CA CALIFORNIA 92618 Executive Officer Bennet Tchaikovsky 9400 Toledo Way Irvine CA CALIFORNIA 92618 Director Other Energy $1 - $1,000,000 06b false 2014-04-16 false true true true false 0 Roth Capital Partners, LLC 15407 None None 888 SAN CLEMENTE SUITE 150 NEWPORT BEACH CA CALIFORNIA 92660 CA CALIFORNIA DE DELAWARE IL ILLINOIS false 4575000 4575000 0 false 5 111515 true 0 The issuer may be required to pay up to an additional $149,000 in sales commission, or 6.5% of the proceeds from the offering held in control account, if the issuer accesses such funds. 0 false Ener-Core Inc. /s/ Alain Castro Alain Castro CEO 2014-04-28