0000919574-19-001012.txt : 20190212 0000919574-19-001012.hdr.sgml : 20190212 20190212142238 ACCESSION NUMBER: 0000919574-19-001012 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190212 EFFECTIVENESS DATE: 20190212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carolina Institutional Short Duration Fund CENTRAL INDEX KEY: 0001494601 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-143750 FILM NUMBER: 19589912 BUSINESS ADDRESS: STREET 1: 280 SOUTH MANGUM STREET STREET 2: SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-967-7221 MAIL ADDRESS: STREET 1: 280 SOUTH MANGUM STREET STREET 2: SUITE 301 CITY: DURHAM STATE: NC ZIP: 27701 FORMER COMPANY: FORMER CONFORMED NAME: Amundi Smith Breeden Institutional Short Duration Fund DATE OF NAME CHANGE: 20131223 FORMER COMPANY: FORMER CONFORMED NAME: Smith Breeden Institutional Short Duration Fund DATE OF NAME CHANGE: 20100618 D/A 1 primary_doc.xml X0708 D/A LIVE 0001494601 Carolina Institutional Short Duration Fund 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 919-967-7221 DELAWARE None Amundi Smith Breeden Institutional Short Duration Fund Smith Breeden Institutional Short Duration Fund Business Trust true -- Amundi Pioneer Institutional Asset Management, Inc. 60 State Street Boston MA MASSACHUSETTS 02109 Executive Officer Investment Manager - In addition to the Boston office listed, the Investment Manager also has a location at 280 South Mangum Street, Suite 301, Durham, NC 27701 and the fund is managed by the North Carolina location. -- U.S. Bank Trust National Association Corporate Trust Services One Federal St., 3rd Floor Boston MA MASSACHUSETTS 02111 Director Trustee Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-18-001869 2010-05-24 true true true false 0 AMUNDI PIONEER DISTRIBUTOR, INC. 24497 None None 60 STATE STREET BOSTON MA MASSACHUSETTS 02109 All States false AMUNDI DISTRIBUTORS USA, LLC 152399 None None 280 SOUTH MANGUM STREET, SUITE 301 DURHAM NC NORTH CAROLINA 27701 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 165005665 Indefinite false 11 0 true 0 true The entities listed in Item 12 are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager (or its affiliate) from the assets under management and/or the incentive allocation. 0 true The Investment Manager receives customary management fees. true Carolina Institutional Short Duration Fund /s/ Amy Arganbright Amy Arganbright Managing Director of the Investment Manager 2019-02-12