0000932440-19-000004.txt : 20190111 0000932440-19-000004.hdr.sgml : 20190111 20190111124803 ACCESSION NUMBER: 0000932440-19-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190111 DATE AS OF CHANGE: 20190111 EFFECTIVENESS DATE: 20190111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-330278 FILM NUMBER: 19521936 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 D 1 primary_doc.xml X0708 D LIVE 0001494448 EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD SUITE 701 BOCA RATON FL FLORIDA 33486 561-995-4200 FLORIDA None IMPERIAL HOLDINGS, INC. Imperial Holdings, Inc. Imperial Holdings, LLC Corporation true Patrick Curry 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Executive Officer Director Eff 8/15/17, the Bd of Dirs of the Issuer appointed Patrick Curry, as Interim Chief Exec Officer ("CEO") to serve in such capacity during the termination process set forth in Antony Mitchell's employment agmt and until a new CEO is appointed. Roy Patterson 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Director Robert Knapp 5355 Town Center road Suite 701 Boca Raton FL FLORIDA 33486 Director James Hua 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Director Matthew Epstein 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Director Joseph Sarachek 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Director Miriam Martinez 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Executive Officer Matthew D Houk 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Director Patrick Thomas Brennan 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Executive Officer Insurance $25,000,001 - $100,000,000 06b false 2018-12-28 false true false 0 none None None None NONE NONE NONE X1 UNITED STATES none MI MICHIGAN NJ NEW JERSEY WA WASHINGTON false 8500000 5667000 2833000 false 5 0 0 0 false EMERGENT CAPITAL, INC. /s/ Miriam Martinez Miriam Martinez Chief Financial Officer 2019-01-11