0000932440-17-000062.txt : 20170818 0000932440-17-000062.hdr.sgml : 20170818 20170818161052 ACCESSION NUMBER: 0000932440-17-000062 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170818 DATE AS OF CHANGE: 20170818 EFFECTIVENESS DATE: 20170818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGENT CAPITAL, INC. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-293144 FILM NUMBER: 171041229 BUSINESS ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 5355 TOWN CENTER ROAD STREET 2: SUITE 701 CITY: BOCA RATON STATE: FL ZIP: 33486 FORMER COMPANY: FORMER CONFORMED NAME: IMPERIAL HOLDINGS, INC. DATE OF NAME CHANGE: 20141023 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, Inc. DATE OF NAME CHANGE: 20110211 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 D 1 primary_doc.xml X0708 D LIVE 0001494448 EMERGENT CAPITAL, INC. 5355 TOWN CENTER ROAD SUITE 701 BOCA RATON FL FLORIDA 33486 561-995-4200 FLORIDA None IMPERIAL HOLDINGS, INC. Imperial Holdings, Inc. Imperial Holdings, LLC Corporation true Patrick Curry 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Executive Officer Director Eff. 8/15/17, the Bd of Dirs of the Issuer appointed Patrick Curry, as Interim Chief Exec Officer ("CEO") to serve in such capacity during the termination process set forth in Antony Mitchell's employment agmt and until a new CEO is appointed. Antony Mitchell 2057 Appaloosa Trail Wellington FL FLORIDA 33414 Executive Officer Director On Aug 15, 2017, the Issuer notified Antony Mitchell of its intention to pursue the termination of his employment as CEO in accordance with the terms of his employment agreement with the Issuer. Andrew Dakos 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Director Robert Knapp 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Director James Hua 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Director Matthew Epstein 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Director Joseph Sarachek 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Director Miriam Martinez 5355 Town Center Road Suite 701 Boca Raton FL FLORIDA 33486 Executive Officer Other $25,000,001 - $100,000,000 06b false 2017-08-10 false true true false 0 n/a None None None NONE NONE NONE CA CALIFORNIA NONE CA CALIFORNIA false 10000000 10000000 0 false 1 0 0 0 false EMERGENT CAPITAL, INC. /s/ Miriam Martinez Miriam Martinez Chief Financial Officer 2017-08-18