0000897069-14-000181.txt : 20140306 0000897069-14-000181.hdr.sgml : 20140306 20140306162529 ACCESSION NUMBER: 0000897069-14-000181 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20140306 DATE AS OF CHANGE: 20140306 EFFECTIVENESS DATE: 20140306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Imperial Holdings, Inc. CENTRAL INDEX KEY: 0001494448 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 300663473 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-213075 FILM NUMBER: 14673337 BUSINESS ADDRESS: STREET 1: 701 PARK OF COMMERCE BOULEVARD STREET 2: SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 BUSINESS PHONE: 561-995-4200 MAIL ADDRESS: STREET 1: 701 PARK OF COMMERCE BOULEVARD STREET 2: SUITE 301 CITY: BOCA RATON STATE: FL ZIP: 33487 FORMER COMPANY: FORMER CONFORMED NAME: Imperial Holdings, LLC DATE OF NAME CHANGE: 20100617 D 1 primary_doc.xml X0707 D LIVE 0001494448 Imperial Holdings, Inc. 701 PARK OF COMMERCE BOULEVARD SUITE 301 BOCA RATON FL FLORIDA 33487 561-995-4200 FLORIDA Imperial Holdings, LLC Corporation true 2011 James Chadwick 701 Park Commerce Blvd. Suite 301 Boca Raton FL FLORIDA 33487 Director Michael Crow 701 Park of Commerce Blvd. Suite 301 Boca Raton FL FLORIDA 33487 Director Andrew Dakos 701 Park of Commerce Blvd. Suite 301 Boca Raton FL FLORIDA 33487 Director Richard Dayan 701 Park of Commerce Blvd Suite 301 Boca Raton FL FLORIDA 33487 Director Phillip Goldstein 701 Park of Commerce Blvd. Suite 301 Boca Raton FL FLORIDA 33487 Director Gerald Hellerman 701 Park of Commerce Blvd. Suite 301 Boca Raton FL FLORIDA 33487 Director Antony Mitchell 701 Park of Commerce Blvd. Suite 301 Boca Raton FL FLORIDA 33487 Executive Officer Director Richard O'Connell 701 Park of Commerce Blvd. Suite 301 Boca Raton FL FLORIDA 33487 Executive Officer Miriam Martinez 701 Park of Commerce Blvd. Suite 301 Boca Raton FL FLORIDA 33487 Executive Officer Michael Altschuler 701 Park of Commerce Blvd Suite 301 Boca Raton FL FLORIDA 33487 Executive Officer Other $25,000,001 - $100,000,000 06c false 2014-02-21 false true true true false 1000 FBR Capital Markets & Co. 25027 None None 1001 Nineteenth Street, 18th Floor Arlington VA VIRGINIA 22209 NY NEW YORK NJ NEW JERSEY CT CONNECTICUT WI WISCONSIN CA CALIFORNIA false 10374000 10374000 0 false 9 414960 0 0 false Imperial Holdings, Inc. Michael Altschuler Michael Altschuler General Counsel 2014-03-05