0001494082-11-000002.txt : 20110613 0001494082-11-000002.hdr.sgml : 20110613 20110613163454 ACCESSION NUMBER: 0001494082-11-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20110613 DATE AS OF CHANGE: 20110613 EFFECTIVENESS DATE: 20110613 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Fulcrum Convertible Arbitrage Fund LLC CENTRAL INDEX KEY: 0001494082 IRS NUMBER: 271498270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-143586 FILM NUMBER: 11908499 BUSINESS ADDRESS: STREET 1: 11975 WESTLINE INDUSTRIAL DRIVE STREET 2: SUITE 200 CITY: ST. LOUIS STATE: MO ZIP: 63146 BUSINESS PHONE: (314) 336-3119 MAIL ADDRESS: STREET 1: 11975 WESTLINE INDUSTRIAL DRIVE STREET 2: SUITE 200 CITY: ST. LOUIS STATE: MO ZIP: 63146 D/A 1 primary_doc.xml X0704 D/A LIVE 0001494082 Fulcrum Convertible Arbitrage Fund LLC 11975 WESTLINE INDUSTRIAL DRIVE SUITE 200 ST. LOUIS MO MISSOURI 63146 (314) 336-3119 DELAWARE None None Limited Liability Company true 2009 John Noddings 11975 Westline Industrial Drive Suite 200 St. Louis MO MISSOURI 63146 Director Promoter Manager of Issuer's Managing Member Patrick J. Kearns 11975 Westline Industrial Drive Suite 200 St. Louis MO MISSOURI 63146 Executive Officer Executive Officer of Affiliated Investment Advisor Michael Charles Kissinger 11975 Westline Industrial Drive Suite 200 St. Louis MO MISSOURI 63146 Executive Officer Executive Officer of Affiliated Investment Advisor Donald C. Megliola 11975 Westline Industrial Drive Suite 200 St. Louis MO MISSOURI 63146 Executive Officer Executive Officer of Affiliated Investment Advisor Cynthia D. Lyons 11975 Westline Industrial Drive Suite 200 St. Louis MO MISSOURI 63146 Executive Officer Executive Officer of Affiliated Investment Advisor Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.1 true 0001494082-10-000002 2010-04-27 true true false 250000 Fulcrum Securities, Inc. 140084 Fulcrum Securities, Inc. 140084 11975 Westline Industrial Drive Suite 200 St. Louis MO MISSOURI 63146 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Indefinite 3149985 Indefinite false 5 1574 true 0 0 false Fulcrum Convertible Arbitrage Fund LLC John Noddings John Noddings Manager of Issuer's Managing Member 2011-06-13