0000919574-14-002774.txt : 20140428 0000919574-14-002774.hdr.sgml : 20140428 20140428165847 ACCESSION NUMBER: 0000919574-14-002774 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140428 DATE AS OF CHANGE: 20140428 EFFECTIVENESS DATE: 20140428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GABELLI ASSOCIATES LTD II E CENTRAL INDEX KEY: 0001489941 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-141210 FILM NUMBER: 14790196 BUSINESS ADDRESS: STREET 1: C/O GABELLI SECURITIES, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 345-949-7942 MAIL ADDRESS: STREET 1: C/O GABELLI SECURITIES, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 D/A 1 primary_doc.xml X0707 D/A LIVE 0001489941 GABELLI ASSOCIATES LTD II E C/O GABELLI SECURITIES, INC. ONE CORPORATE CENTER RYE NY NEW YORK 10580 345-949-7942 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true 2010 RAFFAELE ROCCO C/O GABELLI SECURITIES, INC. ONE CORPORATE CENTER RYE NY NEW YORK 10580 Director Raffaele Rocco is a Director of Gabelli Securities, Inc., the investment manager of the Issuer. DOUGLAS JAMIESON C/O GABELLI SECURITIES, INC. ONE CORPORATE CENTER RYE NY NEW YORK 10580 Director Douglas Jamieson is a Director of Gabelli Securities, Inc., the investment manager of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0000919574-13-002872 2010-04-01 true true false 1000000 G. Research, Inc. 7353 None None One Corporate Center Rye NY NEW YORK 10580 All States false Arete Wealth Management, LLC 44856 None None 1699 E. Woodfield Road Suite 565 Schaumburg IL ILLINOIS 60173 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false TimeCapital Securities Corporation 6845 None None One Roosevelt Avenue Port Jefferson Station NY NEW YORK 11776 VT VERMONT RI RHODE ISLAND HI HAWAII NY NEW YORK GA GEORGIA NV NEVADA CA CALIFORNIA ME MAINE VA VIRGINIA OH OHIO ID IDAHO DE DELAWARE FL FLORIDA MD MARYLAND MA MASSACHUSETTS SC SOUTH CAROLINA IL ILLINOIS CT CONNECTICUT DC DISTRICT OF COLUMBIA MN MINNESOTA AZ ARIZONA OR OREGON NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO TX TEXAS CO COLORADO NC NORTH CAROLINA PA PENNSYLVANIA false Indefinite 127662772 Indefinite false 70 0 true 0 true The entities listed in Item 12 above are paid directly or indirectly commissions or similar sales compensation equal to a percentage of the fee paid to the Investment Manager from the assets under management and/or the incentive allocation. 0 true false GABELLI ASSOCIATES LTD II E /s/ Douglas R. Jamieson Douglas R. Jamieson Authorized Person 2014-04-28