0001484687-12-000001.txt : 20120820 0001484687-12-000001.hdr.sgml : 20120820 20120820125023 ACCESSION NUMBER: 0001484687-12-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20120820 DATE AS OF CHANGE: 20120820 EFFECTIVENESS DATE: 20120820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterfall Victoria Fund, Ltd. CENTRAL INDEX KEY: 0001484687 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-139406 FILM NUMBER: 121044562 BUSINESS ADDRESS: STREET 1: OGIER FIDUCIARY SERVICES (CAYMAN) LTD. STREET 2: QUEENSGATE HOUSE, PO BOX 1234 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 BUSINESS PHONE: 345-949-9876 MAIL ADDRESS: STREET 1: OGIER FIDUCIARY SERVICES (CAYMAN) LTD. STREET 2: QUEENSGATE HOUSE, PO BOX 1234 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1108 D/A 1 primary_doc.xml X0706 D/A LIVE 0001484687 Waterfall Victoria Fund, Ltd. OGIER FIDUCIARY SERVICES (CAYMAN) LTD. 89 Nexus Way, Camana Bay GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9007 345-949-9876 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true n/a Waterfall Asset Management LLC 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer Investment Manager Thomas Capasse Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Jack Ross Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Kenneth Nick Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Director Damian Juric ARC Directors Ltd, Grd Pavilion Com. Ctr 802 West Bay Road, Suite 7 Grand Cayman E9 CAYMAN ISLANDS KY1-1003 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 0001479988-12-000007 2007-07-01 true true false 1000000 M.D. Sass Securities, LLC 139760 None None 1185 Avenue of the Americas New York NY NEW YORK 10036 AK ALASKA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI NJ NEW JERSEY NY NEW YORK OR OREGON PA PENNSYLVANIA TX TEXAS WA WASHINGTON WY WYOMING false Indefinite 267247568 Indefinite false 84 2381266 true 0 Adviser pays a portion of its advisory fee, which may vary from time to time, to the selling agents. 0 false Waterfall Victoria Fund, Ltd. Kenneth Nick Kenneth Nick General Counsel, Waterfall Asset Management LLC 2012-08-20