0001484565-15-000003.txt : 20151021 0001484565-15-000003.hdr.sgml : 20151021 20151020175819 ACCESSION NUMBER: 0001484565-15-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20151021 DATE AS OF CHANGE: 20151020 EFFECTIVENESS DATE: 20151021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capnia, Inc. CENTRAL INDEX KEY: 0001484565 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770523891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-249786 FILM NUMBER: 151167049 BUSINESS ADDRESS: STREET 1: 3 TWIN DOLPHIN DRIVE STREET 2: SUITE 160 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-213-8444 MAIL ADDRESS: STREET 1: 3 TWIN DOLPHIN DRIVE STREET 2: SUITE 160 CITY: REDWOOD CITY STATE: CA ZIP: 94065 D 1 primary_doc.xml X0707 D LIVE 0001484565 Capnia, Inc. 1235 RADIO ROAD SUITE 110 REDWOOD CITY CA CALIFORNIA 94065 650-213-8444 DELAWARE None None Corporation true Ernest Mario 1235 Radio Road Suite 110 Redwood City CA CALIFORNIA 94065 Director Anish Bhatnagar 1235 Radio Road Suite 110 Redwood City CA CALIFORNIA 94065 Executive Officer Director William James Alexander 1235 Radio Road Suite 110 Redwood City CA CALIFORNIA 94065 Director Steinar Engelsen 1235 Radio Road Suite 110 Redwood City CA CALIFORNIA 94065 Director Edgar G. Engleman 1235 Radio Road Suite 110 Redwood City CA CALIFORNIA 94065 Director Stephen N. Kirnon 1235 Radio Road Suite 110 Redwood City CA CALIFORNIA 94065 Director William G. Harris 1235 Radio Road Suite 110 Redwood City CA CALIFORNIA 94065 Director David D. O'Toole 1235 Radio Road Suite 110 Redwood City CA CALIFORNIA 94065 Executive Officer Other Health Care Decline to Disclose 06b false 2015-08-13 true true false 0 10000000 1434194 8565806 Pursuant to a purchase agreement with Aspire Capital Fund, LLC, we may sell, and Aspire Capital Fund, LLC must purchase, up to $10 million of our common stock (the "Shares"). As of the date hereof, there are Shares available for purchase and sale. false 1 0 0 0 false Capnia, Inc. David D. O'Toole David D. O'Toole CFO 2015-10-20