0001484565-15-000002.txt : 20150311 0001484565-15-000002.hdr.sgml : 20150311 20150311164629 ACCESSION NUMBER: 0001484565-15-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150311 DATE AS OF CHANGE: 20150311 EFFECTIVENESS DATE: 20150311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capnia, Inc. CENTRAL INDEX KEY: 0001484565 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 770523891 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-235688 FILM NUMBER: 15693312 BUSINESS ADDRESS: STREET 1: 3 TWIN DOLPHIN DRIVE STREET 2: SUITE 160 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 650-213-8444 MAIL ADDRESS: STREET 1: 3 TWIN DOLPHIN DRIVE STREET 2: SUITE 160 CITY: REDWOOD CITY STATE: CA ZIP: 94065 D 1 primary_doc.xml X0707 D LIVE 0001484565 Capnia, Inc. 3 TWIN DOLPHIN DRIVE SUITE 160 REDWOOD CITY CA CALIFORNIA 94065 650-213-8444 DELAWARE None None Corporation true Ernest Mario 3 Twin Dolphin Drive Suite 160 Redwood City CA CALIFORNIA 94065 Director Anish Bhatnagar 3 Twin Dolphin Drive Suite 160 Redwood City CA CALIFORNIA 94065 Executive Officer Director William James Alexander 3 Twin Dolphin Drive Suite 160 Redwood City CA CALIFORNIA 94065 Director Steinar Engelsen 3 Twin Dolphin Drive Suite 160 Redwood City CA CALIFORNIA 94065 Director Edgar G. Engleman 3 Twin Dolphin Drive Suite 160 Redwood City CA CALIFORNIA 94065 Director Stephen N. Kirnon 3 Twin Dolphin Drive Suite 160 Redwood City CA CALIFORNIA 94065 Director William G. Harris 3 Twin Dolphin Drive Suite 160 Redwood City CA CALIFORNIA 94065 Director David D. O'Toole 3 Twin Dolphin Drive Suite 160 Redwood City CA CALIFORNIA 94065 Executive Officer Anthony Wondka 3 Twin Dolphin Drive Suite 160 Redwood City CA CALIFORNIA 94065 Executive Officer Gina Phelps 3 Twin Dolphin Drive Suite 160 Redwood City CA CALIFORNIA 94065 Executive Officer Other Health Care Decline to Disclose 06b false 2015-03-05 false true true true true On 3/5/15 certain warrantholders agreed to cash exercise such warrants in exchange for new warrants exercisable at $6.25 per share for up to an aggregate of 589,510 shares of Common Stock. See Form 8-K/A filed 3/5/15 and exhibits attached thereto. 0 3684438 3684438 0 false 8 0 0 0 false Capnia, Inc. /s/David O'Toole David D. O'Toole CFO 2015-03-11