-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F67pRqB+nb/BVNTA22Zmgvq1D/LPSGYXSnycTfGi8soRcJbN6vvpDmRSe2q0PjI0 Vox/NROIcdb/LKtz82olSg== 0001484170-10-000001.txt : 20100217 0001484170-10-000001.hdr.sgml : 20100217 20100217154648 ACCESSION NUMBER: 0001484170-10-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100217 DATE AS OF CHANGE: 20100217 EFFECTIVENESS DATE: 20100217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pierpont Securities Holdings LLC CENTRAL INDEX KEY: 0001484170 IRS NUMBER: 271656380 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-138786 FILM NUMBER: 10612712 BUSINESS ADDRESS: STREET 1: 281 TRESSER BOULEVARD STREET 2: BUILDING 2, 9TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 201 428-2550 MAIL ADDRESS: STREET 1: 281 TRESSER BOULEVARD STREET 2: BUILDING 2, 9TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06901 D 1 primary_doc.xml X0603 D LIVE 0001484170 Pierpont Securities Holdings LLC 281 TRESSER BOULEVARD BUILDING 2, 9TH FLOOR STAMFORD CT 06901 201 428-2550 DELAWARE None None Limited Liability Company true 2010 Mark B. Werner 281 Tresser Boulevard Building 2, 9th Floor Stamford CT 06901 Executive Officer Director CEO and management member Thomas C. Connor 281 Tresser Boulevard Building 2, 9th Floor Stamford CT 06901 Executive Officer Director management member Joseph P. Blauvelt 281 Tresser Boulevard Building 2, 9th Floor Stamford CT 06901 Executive Officer Director management member Other Banking and Financial Services No Revenues 06 false 2010-02-03 false true false 0 220000000 85000000 135000000 false 6 0 0 0 false Pierpont Securities Holdings LLC /s/ Mark B. Werner Mark B. Werner CEO and Member Manager 2010-02-17 -----END PRIVACY-ENHANCED MESSAGE-----