0000898432-14-000122.txt : 20140131 0000898432-14-000122.hdr.sgml : 20140131 20140131111935 ACCESSION NUMBER: 0000898432-14-000122 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140131 DATE AS OF CHANGE: 20140131 EFFECTIVENESS DATE: 20140131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC CENTRAL INDEX KEY: 0001483006 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-138398 FILM NUMBER: 14563368 BUSINESS ADDRESS: STREET 1: C/O ALTERNATIVE STRATEGIES GROUP, INC. STREET 2: 401 S. TRYON STREET, TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288-1157 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: C/O ALTERNATIVE STRATEGIES GROUP, INC. STREET 2: 401 S. TRYON STREET, TH3 CITY: CHARLOTTE STATE: NC ZIP: 28288-1157 D/A 1 primary_doc.xml X0707 D/A LIVE 0001483006 Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC C/O ALTERNATIVE STRATEGIES GROUP, INC. 401 S. TRYON STREET CHARLOTTE NC NORTH CAROLINA 28202 704-383-6369 DELAWARE None None Limited Liability Company true N/A Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Promoter Managing Member Adam Taback c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Director President and Director Britta Perkio Patterson c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Chief Administrative Officer and Director Doretta Dunegan 550 California Street, 6th Floor MAC A0112-063 San Francisco CA CALIFORNIA 94102-1004 Executive Officer Chief Compliance Officer Yukari Nakano c/o Wells Fargo Law Department 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Director Chief Operating Officer and Director Rob Coltrin c/o Alternative Strategies Group, Inc. 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Executive Officer Michael Roman c/o Wells Fargo Law Department 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000898432-13-000154 2010-04-01 true true false 100000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63101 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 59447060 Indefinite false 222 1500000 true 0 true 0 true false Aurora Diversified ASP Fund, a series of Alternative Strategies Platform, LLC /s/ Yukari Nakano Yukari Nakano Chief Operating Officer 2014-01-31