0000919574-19-000338.txt : 20190111 0000919574-19-000338.hdr.sgml : 20190111 20190111130052 ACCESSION NUMBER: 0000919574-19-000338 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190111 DATE AS OF CHANGE: 20190111 EFFECTIVENESS DATE: 20190111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KStone ARV Ltd. CENTRAL INDEX KEY: 0001481289 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-137955 FILM NUMBER: 19521965 BUSINESS ADDRESS: STREET 1: ELIAN FIDUCIARY SERVICES (CAYMAN) LTD STREET 2: 89 NEXUS WAY, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: (345) 945-6264 MAIL ADDRESS: STREET 1: ELIAN FIDUCIARY SERVICES (CAYMAN) LTD STREET 2: 89 NEXUS WAY, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9007 D/A 1 primary_doc.xml X0708 D/A LIVE 0001481289 KStone ARV Ltd. INTERTRUST (CAYMAN) LTD. 190 ELGIN AVENUE, GEORGE TOWN GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9005 914-495-7000 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true -- KStone Partners LLC 500 Summit Lake Drive Suite 180 Valhalla NY NEW YORK 10595 Executive Officer Investment Manager Mark J. Kenyon c/o KStone Partners LLC 500 Summit Lake Drive, Suite 180 Valhalla NY NEW YORK 10595 Executive Officer Director Principal of the Investment Manager Joseph H. Marren c/o KStone Partners LLC 500 Summit Lake Drive, Suite 180 Valhalla NY NEW YORK 10595 Executive Officer Director Principal of the Investment Manager Joseph T. Drohan c/o KStone Partners LLC 500 Summit Lake Drive, Suite 180 Valhalla NY NEW YORK 10595 Executive Officer Director Principal of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-18-000391 2010-01-01 true true true false 100000 Alternative Asset Investment Management Securities, LLC 135131 None None 10 OLD IVY LANE SUITE 10 ENGLEWOOD NJ NEW JERSEY 07631 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TX TEXAS VA VIRGINIA WA WASHINGTON false CARTER, TERRY & COMPANY, INC. 16365 None None 3060 PEACHTREE ROAD SUITE 1200 ATLANTA GA GEORGIA 30305 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING PR PUERTO RICO false PLANNER SECURITIES LLC 36866 None None 150 E. 52ND STREET 7TH FLOOR NEW YORK NY NEW YORK 10022 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false Indefinite 39590020 Indefinite false 37 0 true 0 true The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or incentive allocation. 0 true The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees. true KStone ARV Ltd. /s/ Joseph H. Marren Joseph H. Marren Director 2019-01-11