0000919574-17-000429.txt : 20170112 0000919574-17-000429.hdr.sgml : 20170112 20170112135622 ACCESSION NUMBER: 0000919574-17-000429 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170112 DATE AS OF CHANGE: 20170112 EFFECTIVENESS DATE: 20170112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KStone ARV Ltd. CENTRAL INDEX KEY: 0001481289 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-137955 FILM NUMBER: 17524800 BUSINESS ADDRESS: STREET 1: ELIAN FIDUCIARY SERVICES (CAYMAN) LTD STREET 2: 89 NEXUS WAY, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9007 BUSINESS PHONE: (345) 945-6264 MAIL ADDRESS: STREET 1: ELIAN FIDUCIARY SERVICES (CAYMAN) LTD STREET 2: 89 NEXUS WAY, CAMANA BAY CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9007 D/A 1 primary_doc.xml X0707 D/A LIVE 0001481289 KStone ARV Ltd. ELIAN FIDUCIARY SERVICES (CAYMAN) LTD 89 NEXUS WAY, CAMANA BAY GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9007 914-495-7000 CAYMAN ISLANDS None None Other Cayman Islands Exempted Company true -- KStone Partners LLC 500 Summit Lake Drive Suite 180 Valhalla NY NEW YORK 10595 Executive Officer Investment Manager Mark J. Kenyon c/o KStone Partners LLC 500 Summit Lake Drive, Suite 180 Valhalla NY NEW YORK 10595 Executive Officer Director Principal of the Investment Manager Joseph H. Marren c/o KStone Partners LLC 500 Summit Lake Drive, Suite 180 Valhalla NY NEW YORK 10595 Executive Officer Director Principal of the Investment Manager Joseph T. Drohan c/o KStone Partners LLC 500 Summit Lake Drive, Suite 180 Valhalla NY NEW YORK 10595 Executive Officer Director Principal of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-16-009279 2010-01-01 true true true false 1000000 Alternative Asset Investment Management Securities, LLC 135131 None None 260 WEST 36TH STREET SUITE 502 NEW YORK NY NEW YORK 10018 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS KY KENTUCKY MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TX TEXAS VA VIRGINIA WA WASHINGTON false CARTER, TERRY & COMPANY, INC. 16365 None None 3060 PEACHTREE ROAD SUITE 1200 ATLANTA GA GEORGIA 30305 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING PR PUERTO RICO false PLANNER SECURITIES LLC 36866 None None 150 E. 52ND STREET 7TH FLOOR NEW YORK NY NEW YORK 10022 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false Indefinite 30589901 Indefinite false 31 0 true 0 true The recipient listed in Item 12 is paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under managements and/or incentive allocation. 0 true The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents. true KStone ARV Ltd. /s/ Joseph H. Marren Joseph H. Marren Director 2017-01-12