0001481122-11-000001.txt : 20110114 0001481122-11-000001.hdr.sgml : 20110114 20110113204546 ACCESSION NUMBER: 0001481122-11-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20110114 DATE AS OF CHANGE: 20110113 EFFECTIVENESS DATE: 20110114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Trust Buyout (U.S.) Fund IV, L.P. CENTRAL INDEX KEY: 0001481122 IRS NUMBER: 264048748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-137893 FILM NUMBER: 11528603 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-351-8700 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 D/A 1 primary_doc.xml X0704 D/A LIVE 0001481122 Northern Trust Buyout (U.S.) Fund IV, L.P. 300 ATLANTIC STREET STAMFORD CT CONNECTICUT 06901 203-351-8700 DELAWARE None None Limited Partnership true 2009 Robert P. Morgan 50 South LaSalle Street Chicago IL ILLINOIS 60675 Executive Officer Promoter Bradley M. Dorchinez 50 South LaSalle Street Chicago IL ILLINOIS 60675 Executive Officer Promoter David K. McHugh 300 Atlantic Street Stamford CT CONNECTICUT 06901 Executive Officer Steven A. Miller 300 Atlantic Street Stamford CT CONNECTICUT 06901 Executive Officer James D. McDonald 300 Atlantic Street Stamford CT CONNECTICUT 06901 Executive Officer Richard C. Campbell 50 South LaSalle Street Chicago IL ILLINOIS 60675 Executive Officer Andrew S.C. Smith 300 Atlantic Street Stamford CT CONNECTICUT 06901 Executive Officer Joseph W. McInerney 50 South LaSalle Street Chicago IL ILLINOIS 60675 Executive Officer John D. Skjervam 50 South LaSalle Street Chicago IL ILLINOIS 60675 Executive Officer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06 3C 3C.7 true 0001481122-10-000002 2009-08-25 true true true false 250000 Northern Trust Securities, Inc. 7927 None None 50 South LaSalle Street Chicago IL ILLINOIS 60675 All States false 400000000 70776000 329224000 The General Partner reserves the right to offer a greater or lesser amount of limited partner interests. false 2 0 true 0 true 24000000 true Estimated aggregate amount for the first six years; thereafter the Issuer shall continue to pay management fees. false Northern Trust Buyout (U.S.) Fund IV, L.P. /s/ JOSEPH W. MCINERNEY JOSEPH W. MCINERNEY CHIEF EXECUTIVE OFFICER OF THE GENERAL PARTNER OF THE ISSUER 2011-01-13