-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RF2ahxJBLsBoAqlBRNSKcDbjT4gJg1TLfgwNAPSWai9LtAJuB6YbpK9c/S2dt4Q5 6Cb0GA0WTBd/Ly0buyoaZQ== 0001481122-10-000001.txt : 20100115 0001481122-10-000001.hdr.sgml : 20100115 20100115125741 ACCESSION NUMBER: 0001481122-10-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20100115 DATE AS OF CHANGE: 20100115 EFFECTIVENESS DATE: 20100115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Trust Buyout (U.S.) Fund IV, L.P. CENTRAL INDEX KEY: 0001481122 IRS NUMBER: 264048748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-137893 FILM NUMBER: 10529649 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-351-8700 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 D 1 primary_doc.xml X0603 D LIVE 0001481122 Northern Trust Buyout (U.S.) Fund IV, L.P. 300 ATLANTIC STREET STAMFORD CT 06901 203-351-8700 DELAWARE None None Limited Partnership true 2009 N/A Northern Trust Global Advisors, Inc. 300 Atlantic Street Stamford CT 06901 Promoter General Partner of Northern Trust Buyout (U.S.) Fund IV, L.P. Robert P Morgan 50 South LaSalle Street Chicago IL 60675 Executive Officer Promoter Executive of Northern Trust Global Advisors, Inc. Bradley M. Dorchinez 50 South LaSalle Street Chicago IL 60675 Executive Officer Promoter Executive of Northern Trust Global Advisors, Inc. David K. McHugh 300 Atlantic Street Stamford CT 06901 Executive Officer Member of the Private Equity Oversight Committee of Northern Trust Global Advisors, Inc. Steven A. Miller 300 Atlantic Street Stamford CT 06901 Executive Officer Member of the Private Equity Oversight Committee of Northern Trust Global Advisors, Inc. James D. McDonald 300 Atlantic Street Stamford CT 06901 Executive Officer Member of the Private Equity Oversight Committee of Northern Trust Global Advisors, Inc. Michael Meegan 50 South LaSalle Street Chicago IL 60675 Executive Officer Member of the Private Equity Oversight Committee of Northern Trust Global Advisors, Inc. Richard C. Campbell 50 South LaSalle Street Chicago IL 60675 Executive Officer Member of the Private Equity Oversight Committee of Northern Trust Global Advisors, Inc. Andrew S.C. Smith 300 Atlantic Street Stamford CT 06901 Executive Officer Executive of Northern Trust Global Advisors, Inc. and Member of the Private Equity Oversight Committee of Northern Trust Global Advisors, Inc. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06 3C 3C.7 false true true true true false 250000 Northern Trust Securities, Inc. 7927 None None 50 South LaSalle Street Chicago IL 60675 All States 400000000 0 400000000 The initial Form D filed for this offering was submitted as a paper filing to the SEC on 01/15/2009 and filed under accession number 9999999997-09-003806. Due to an electronic filing error by the SEC, the initial Form D is being resubmitted electronically false 0 0 true 0 true 24000000 true Estimated aggregate amount for the first six years; thereafter the Issuer shall continue to pay management fees. false Northern Trust Buyout (U.S.) Fund IV, L.P. /s/ Joseph W. McInerney Joseph W. McInerney Chief Operating Officer of the General Partner of the Issuer 2009-01-14 -----END PRIVACY-ENHANCED MESSAGE-----