0001480126-16-000004.txt : 20161018 0001480126-16-000004.hdr.sgml : 20161018 20161017183250 ACCESSION NUMBER: 0001480126-16-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161017 EFFECTIVENESS DATE: 20161018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cottonwood Residential O.P., LP CENTRAL INDEX KEY: 0001480126 IRS NUMBER: 271083532 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-226581 FILM NUMBER: 161939600 BUSINESS ADDRESS: STREET 1: 6340 SOUTH 3000 EAST, SUITE 500 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-278-0700 MAIL ADDRESS: STREET 1: 6340 SOUTH 3000 EAST, SUITE 500 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 D/A 1 primary_doc.xml X0707 D/A LIVE 0001480126 Cottonwood Residential O.P., LP 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 801-278-0700 DELAWARE None None Limited Partnership true CHAD CHRISTENSEN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director PRESIDENT AND CHAIRMAN OF THE GENERAL PARTNER OF THE ISSUER DANIEL SHAEFFER 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director CEO OF THE GENERAL PARTNER OF THE ISSUER GREGG CHRISTENSEN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director EXECUTIVE VP & GENERAL COUNSEL OF THE GENERAL PARTNER OF THE ISSUER SUSAN HALLENBERG 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer CHIEF FINANCIAL OFFICER OF THE GENERAL PARTNER OF THE ISSUER ERIC MARLIN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer SENIOR VICE PRESIDENT, MARKETING OF THE GENERAL PARTNER OF THE ISSUER PAUL FREDENBERG 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer VICE PRESIDENT OF ACQUISITIONS OF THE GENERAL PARTNER OF THE ISSUER DAVID ROBERTSON 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Director LANCE GRABER 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Director Residential Decline to Disclose 06c true 0001480126-16-000003 2014-12-11 true true true COMBINATION CASH OFFER AND AN EXCHANGE OFFER OF LIMITED PARTNERSHIP UNITS FOR TENANT-IN-COMMON INTERESTS, DST INTERESTS AND PARTNERSHIP INTERESTS IN REAL PROPERTY. 0 ORCHARD SECURITIES, LLC 133378 None None 401 S. 850 E., SUITE C1 LEHI UT UTAH 84043 CA CALIFORNIA FL FLORIDA MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NE NEBRASKA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OK OKLAHOMA OR OREGON PA PENNSYLVANIA VA VIRGINIA false CENTAURUS FINANCIAL, INC. 30833 None None 2300 E. KATELLLA AVENUE, SUITE 200 ANAHEIM CA CALIFORNIA 92806 AZ ARIZONA CA CALIFORNIA NM NEW MEXICO false INDEPENDENT FINANCIAL GROUP, LLC 7717 None None 12671 HIGH BLUFF DRIVE, SUITE 200 SAN DIEGO CA CALIFORNIA 92130 AZ ARIZONA CA CALIFORNIA ID IDAHO MS MISSISSIPPI OR OREGON PR PUERTO RICO TX TEXAS UT UTAH WI WISCONSIN false KALOS CAPITAL, INC. 44337 None None 11525 PARK WOODS CIRCLE, SUITE 280 ALPHARETTA GA GEORGIA 30005 ID IDAHO NC NORTH CAROLINA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WI WISCONSIN false LIGHTHOUSE CAPITAL GROUP, LLC 169135 None None 200 S. LOS ROBLES AVE., SUITE 210 PASADENA CA CALIFORNIA 91101 CA CALIFORNIA false NEWBRIDGE SECURITIES CORPORATION 104065 None None 5200 TOWN CENTER CIRCLE, TOWER 1 SUITE 306 BOCA RATON FL FLORIDA 33486 DE DELAWARE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA SD SOUTH DAKOTA TX TEXAS UT UTAH false ROWLAND CARMICHAEL ADVISORS INC. 105766 None None 7272 EAST INDIAN SCHOOL ROAD, SUITE 212 SCOTTSDALE AZ ARIZONA 85251 AZ ARIZONA false KOVACK SECURITIES INC. 44848 None None 6451 N. FEDERAL HWY., SUITE 1201 FT. LAUDERDALE FL FLORIDA 33308 CA CALIFORNIA false BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. 13609 None None 4201 42ND STREET NE, SUITE 100 CEDAR RAPIDS IA IOWA 54202 CA CALIFORNIA false BRUCE A. LEFAVI SECURITIES, INC. 10684 None None 2323 FOOTHILL DR., SUITE 100 SALT LAKE CITY UT UTAH 84109 UT UTAH false CENTER STREET SECURITIES, INC. 26898 None None 2740 OLD ELM HILL PIKE, SUITE 201 NASHVILLE TN TENNESSEE 37214 AZ ARIZONA false CLARAPHI ADVISORY NETWORK, LLC 165868 None None 25401 CABOT ROAD, SUITE 214 LAGUNA HILLS CA CALIFORNIA 92653 CA CALIFORNIA false CONCORDE INVESTMENT SERVICES, LLC 151604 None None 19500 VICTOR PARKWAY, SUITE 550 LIVONIA MI MICHIGAN 48152 TX TEXAS false GENEOS WEALTH MANAGEMENT, INC. 120894 None None 9055 E. MINERAL CIRCLE, SUITE 200 CENTENNIAL CO COLORADO 80112 MO MISSOURI false LUCIA CAPITAL GROUP, LLC 152396 None None 13520 EVENING CREEK DRIVE N, SUITE 300 SAN DIEGO CA CALIFORNIA 92128 CO COLORADO false MADISON AVENUE SECURITIES, LLC 23224 None None 15050 AVENUE OF SCIENCE, SUITE 150 SAN DIEGO CA CALIFORNIA 92128 CA CALIFORNIA CO COLORADO TX TEXAS false VALUED WEALTH ADVISORS, LLC 146586 None None 3098 HIGHLAND DRIVE, SUITE 490 SALT LAKE CITY UT UTAH 84106 NY NEW YORK false Indefinite 56200189 Indefinite false 244 829368 true 0 ESTIMATE INDETERMINABLE AT THIS TIME, COMMISSIONS OF $0.38 PER UNIT PAYABLE ON EXCHANGE OFFER, AND COMMISSIONS OF $1.83 PER UNIT PAYABLE ON CASH OFFER. 0 ERIC MARLIN ACTS AS AN INTERNAL WHOLESALER FOR ORCHARD SECURITIES, LLC AND IS PAID A WHOLESALING FEE OF $0.06 FOR EACH UNIT ISSUED UNDER THE EXCHANGE OFFERING, AND 1% OF TOTAL SALES FOR UNITS ISSUED UNDER THE CASH OFFERING. false Cottonwood Residential O.P., LP /s/ Gregg Christensen Gregg Christensen Executive Vice President and General Counsel of Issuer's GP 2016-10-17