0001480126-16-000003.txt : 20160711 0001480126-16-000003.hdr.sgml : 20160711 20160708193409 ACCESSION NUMBER: 0001480126-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20160711 DATE AS OF CHANGE: 20160708 EFFECTIVENESS DATE: 20160711 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cottonwood Residential O.P., LP CENTRAL INDEX KEY: 0001480126 IRS NUMBER: 271083532 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-226581 FILM NUMBER: 161760428 BUSINESS ADDRESS: STREET 1: 6340 SOUTH 3000 EAST, SUITE 500 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-278-0700 MAIL ADDRESS: STREET 1: 6340 SOUTH 3000 EAST, SUITE 500 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 D/A 1 primary_doc.xml X0707 D/A LIVE 0001480126 Cottonwood Residential O.P., LP 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 801-278-0700 DELAWARE None None Limited Partnership true CHAD CHRISTENSEN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director PRESIDENT AND CHAIRMAN OF THE GENERAL PARTNER OF THE ISSUER DANIEL SHAEFFER 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director CEO OF THE GENERAL PARTNER OF THE ISSUER GREGG CHRISTENSEN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director EXECUTIVE VP & GENERAL COUNSEL OF THE GENERAL PARTNER OF THE ISSUER SUSAN HALLENBERG 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer CHIEF FINANCIAL OFFICER OF THE GENERAL PARTNER OF THE ISSUER ERIC MARLIN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer SENIOR VICE PRESIDENT, MARKETING OF THE GENERAL PARTNER OF THE ISSUER PAUL FREDENBERG 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer VICE PRESIDENT OF ACQUISITIONS OF THE GENERAL PARTNER OF THE ISSUER DAVID ROBERTSON 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Director LANCE GRABER 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Director Residential Decline to Disclose 06c true 0001480126-15-000001 2014-12-11 true true true COMBINATION CASH OFFER AND AN EXCHANGE OFFER OF LIMITED PARTNERSHIP UNITS FOR TENANT-IN-COMMON INTERESTS, DST INTERESTS AND PARTNERSHIP INTERESTS IN REAL PROPERTY. 0 ORCHARD SECURITIES, LLC 133378 None None 11650 S. STATE STREET DRAPER UT UTAH 84020 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false CENTAURUS FINANCIAL, INC. 30833 None None 2300 E. KATELLLA AVENUE, SUITE 200 ANAHEIM CA CALIFORNIA 92806 AZ ARIZONA CA CALIFORNIA false INDEPENDENT FINANCIAL GROUP, LLC 7717 None None 12671 HIGH BLUFF DRIVE, SUITE 200 SAN DIEGO CA CALIFORNIA 92130 CA CALIFORNIA MS MISSISSIPPI OR OREGON false KALOS CAPITAL, INC. 44337 None None 11525 PARK WOODS CIRCLE, SUITE 280 ALPHARETTA GA GEORGIA 30005 TX TEXAS false LIGHTHOUSE CAPITAL GROUP, LLC 169135 None None 251 S. LAKE AVE., SUITE 520 PASADENA CA CALIFORNIA 91101 CA CALIFORNIA false NEWBRIDGE SECURITIES CORPORATION 104065 None None 5200 TOWN CENTER CIRCLE, TOWER 1 SUITE 306 BOCA RATON FL FLORIDA 33486 DE DELAWARE NJ NEW JERSEY PA PENNSYLVANIA SD SOUTH DAKOTA TX TEXAS false ROWLAND CARMICHAEL ADVISORS INC. 105766 None None 7272 EAST INDIAN SCHOOL ROAD, SUITE 212 SCOTTSDALE AZ ARIZONA 85251 AZ ARIZONA false KOVACK SECURITIES INC. 44848 None None 6451 N. FEDERAL HWY., SUITE 1201 FT. LAUDERDALE FL FLORIDA 33308 CA CALIFORNIA false Indefinite 169397774 Indefinite false 657 829368 true 0 ESTIMATE INDETERMINABLE AT THIS TIME, COMMISSIONS OF $0.38 PER UNIT PAYABLE ON EXCHANGE OFFER, AND COMMISSIONS OF $1.43 PER UNIT PAYABLE ON CASH OFFER. 0 ERIC MARLIN ACTS AS AN INTERNAL WHOLESALER FOR ORCHARD SECURITIES, LLC AND IS PAID A WHOLESALING FEE OF $0.06 FOR EACH UNIT ISSUED UNDER THE EXCHANGE OFFERING, AND 1% OF TOTAL SALES FOR UNITS ISSUED UNDER THE CASH OFFERING. false Cottonwood Residential O.P., LP /s/ Daniel Shaeffer Daniel Shaeffer CEO of the General Partner of the Issuer 2016-07-08