0001480126-14-000003.txt : 20141016 0001480126-14-000003.hdr.sgml : 20141016 20141016130730 ACCESSION NUMBER: 0001480126-14-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20141016 DATE AS OF CHANGE: 20141016 EFFECTIVENESS DATE: 20141016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cottonwood Residential O.P., LP CENTRAL INDEX KEY: 0001480126 IRS NUMBER: 271083532 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-226581 FILM NUMBER: 141159313 BUSINESS ADDRESS: STREET 1: 6340 SOUTH 3000 EAST, SUITE 500 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-278-0700 MAIL ADDRESS: STREET 1: 6340 SOUTH 3000 EAST, SUITE 500 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 D 1 primary_doc.xml X0707 D LIVE 0001480126 Cottonwood Residential O.P., LP 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 801-278-0700 DELAWARE None None Limited Partnership true 2009 CHAD CHRISTENSEN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director PRESIDENT AND CHAIRMAN OF THE GENERAL PARTNER OF THE ISSUER DANIEL SHAEFFER 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director CEO OF THE GENERAL PARTNER OF THE ISSUER GREGG CHRISTENSEN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer Director EXECUTIVE VP & GENERAL COUNSEL OF THE GENERAL PARTNER OF THE ISSUER DEBRA SPOHN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer SENIOR VICE PRESIDENT, HEAD OF OPERATIONS OF THE GENERAL PARTNER OF THE ISSUER SUSAN HALLENBERG 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer CHIEF FINANCIAL OFFICER OF THE GENERAL PARTNER OF THE ISSUER ERIC MARLIN 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer SENIOR VICE PRESIDENT, MARKETING OF THE GENERAL PARTNER OF THE ISSUER PAUL FREDENBERG 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Executive Officer VICE PRESIDENT OF ACQUISITIONS OF THE GENERAL PARTNER OF THE ISSUER DAVID ROBERTSON 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Director LANCE GRABER 6340 SOUTH 3000 EAST, SUITE 500 SALT LAKE CITY UT UTAH 84121 Director Residential Decline to Disclose 06b false 2014-10-16 true true true COMBINATION CASH OFFER AND AN EXCHANGE OFFER OF LIMITED PARTNERSHIP UNITS FOR TENANT-IN-COMMON INTERESTS, DST INTERESTS AND PARTNERSHIP INTERESTS IN REAL PROPERTY. 0 ORCHARD SECURITIES, LLC 133378 None None 11650 S. STATE STREET DRAPER UT UTAH 84020 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false ALLIED BEACON PARTNERS, INC. 46227 None None 1100 BOULDERS PARK WAY, SUITE 600 RICHMOND VA VIRGINIA 23225 WI WISCONSIN false AMERICAN INVESTORS COMPANY 38 None None 2682 BISHOP DRIVE, SUITE 123 SAN RAMON CA CALIFORNIA 94583 CA CALIFORNIA false BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. 13609 None None 701 TAMA STREET, BUILDING B MARION IA IOWA 52302 CA CALIFORNIA FL FLORIDA IA IOWA MS MISSISSIPPI NC NORTH CAROLINA false CAPWEST SECURITIES, INC. 30002 None None 1821 56TH AVENUE, SUITE B GREENLEY CO COLORADO 80634 CA CALIFORNIA FL FLORIDA false CENTAURUS FINANCIAL, INC. 30833 None None 2300 E. KATELLA AVENUE, SUITE 200 ANAHEIM CA CALIFORNIA 92806 CA CALIFORNIA IL ILLINOIS false CONCORDE INVESTMENT SERVICES, LLC 151604 None None 1120 EAST LONG LAKE ROAD, SUITE 100 TROY MI MICHIGAN 48085 AK ALASKA CA CALIFORNIA false COURTLANDT SECURITIES CORPORATION 137356 None None 3991 MACARTHUR BLVD., SUITE 350 NEWPORT BEACH CA CALIFORNIA 92660 CA CALIFORNIA false GIRARD SECURITIES, INC. 18697 None None 9560 WAPLES STREET, SUITE B SAN DIEGO CA CALIFORNIA 92121 CA CALIFORNIA false INDEPENDENT FINANCIAL GROUP, LLC 7717 None None 12671 HIGH BLUFF DRIVE, SUITE 200 SAN DIEGO CA CALIFORNIA 92130 CA CALIFORNIA IA IOWA OR OREGON WA WASHINGTON false INVESTMENT SECURITY CORPORATION 47536 None None 24009 VENTURA BLVD., SUITE 101 CALABASAS CA CALIFORNIA 91302 CA CALIFORNIA false MULTI-FINANCIAL SECURITIES CORPORATION 10299 None None 4600 SOUTH SYRACUSE, SUITE 600 DENVER CO COLORADO 80237 NJ NEW JERSEY NY NEW YORK UT UTAH false NELSONREID, INC. 45503 None None 14420 W. SYLVANFIELD DR., SUITE 120 HOUSTON TX TEXAS 77014 CA CALIFORNIA false OMNI BROKERAGE, INC. 16878 None None 406 W. SOUTH JORDAN PARKWAY, SUITE 200 SOUTH JORDAN UT UTAH 84095 AZ ARIZONA AR ARKANSAS CA CALIFORNIA FL FLORIDA GA GEORGIA MI MICHIGAN MT MONTANA NV NEVADA SD SOUTH DAKOTA VA VIRGINIA WA WASHINGTON WY WYOMING false PACIFIC WEST SECURITIES, INC. 6390 None None 555 S. RENTON VILLAGE PL., SUITE 700 RENTON WA WASHINGTON 98057 CA CALIFORNIA OR OREGON VA VIRGINIA WA WASHINGTON false PHALANX TRADING, LLC 146993 None None 7 GROVE STREET TOPSFIELD MA MASSACHUSETTS 01983 MA MASSACHUSETTS false PRIMEX 29394 None None 45 KNOLLWOOD ROAD, 4TH FLOOR ELMSFORD NY NEW YORK 10523 CA CALIFORNIA OR OREGON false REGENT CAPITAL GROUP, INC. 126881 None None 31255 CEDAR VALLEY DR., SUITE 302 WESTLAKE VILLAGE CA CALIFORNIA 91362 NJ NEW JERSEY false RESOURCIVE CAPITAL, LLC 145504 None None 13955 STOWE DRIVE, SUITE 124 POWAY CA CALIFORNIA 92064 CA CALIFORNIA false SANDLAPPER SECURITIES, LLC 137906 None None 101 N. MAIN STREET, SUITE 207 GREENVILLE SC SOUTH CAROLINA 29601 CA CALIFORNIA NC NORTH CAROLINA TN TENNESSEE WA WASHINGTON false SELECT CAPITAL CORPORATION 145997 None None 31351 RANCHO VIEJO RD., SUITE 205 SAN JUAN CAPISTRANO CA CALIFORNIA 92675 NY NEW YORK false STEVEN L. FALK & ASSOCIATES, INC. 14297 None None 11280 GRANITE RIDGE DRIVE, SUITE 1042 LAS VEGAS NV NEVADA 89135 CA CALIFORNIA false TRIAD ADVISORS, INC. 25803 None None 5185 PEACHTREE PARKWAY, SUITE 280 NORCROSS GA GEORGIA 30092 FL FLORIDA NY NEW YORK false VFG SECURITIES, INC. 15121 None None 100 CORPORATE POINTE, SUITE 382 CULVER CITY CA CALIFORNIA 90230 CA CALIFORNIA false WELTON STREET INVESTMENTS LLC 132111 None None 9780 MOUNT PYRAMID COURT, SUITE 400 ENGLEWOOD CO COLORADO 80112 IL ILLINOIS false WESTERN INTERNATIONAL SECURITIES, INC. 39262 None None 70 SOUTH LAKE AVENUE, SUITE 700 PASADENA CA CALIFORNIA 91101 CA CALIFORNIA false WHITEHALL-PARKER SECURITIES, INC. 10608 None None 477 PACIFIC AVENUE, 2ND FLOOR SAN FRANCISCO CA CALIFORNIA 94133 CA CALIFORNIA false WINSLOW, EVANS & CROCKER, INC. 29686 None None 175 FEDERAL STREET BOSTON MA MASSACHUSETTS 02110 MA MASSACHUSETTS false KALOS CAPITAL, INC. 44337 None None 217 GLENWAY STREET BELMONT NC NORTH CAROLINA 28012 TN TENNESSEE false BRUCE A. LEFAVI SECURITIES, INC. 10684 None None 2323 FOOTHILL DR., SUITE 100 SALT LAKE CITY UT UTAH 84109 UT UTAH false NEWBRIDGE SECURITIES CORPORATION 104065 None None 1451 CYPRESS CREEK ROAD, SUITE 204 FT. LAUDERDALE FL FLORIDA 33309 PA PENNSYLVANIA false Indefinite 100000 Indefinite false 1 0 0 ESTIMATE INDETERMINABLE AT THIS TIME, COMMISSIONS OF $0.38 PER UNIT PAYABLE ON EXCHANGE OFFER, AND COMMISSIONS OF $1.43 PER UNIT PAYABLE ON CASH OFFER. 0 ERIC MARLIN ACTS AS AN INTERNAL WHOLESALER FOR ORCHARD SECURITIES, LLC AND IS PAID A WHOLESALING FEE OF $0.06 FOR EACH UNIT ISSUED UNDER THE EXCHANGE OFFERING, AND 1% OF TOTAL SALES FOR UNITS ISSUED UNDER THE CASH OFFERING. false Cottonwood Residential O.P., LP /c/ Gregg Christensen Gregg Christensen Executive VP & General Counsel of the Genl Prtnr of Issuer 2014-10-16