-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mw28/LgmYYNO4V1C/dGa8qJFTA4a8oM0B0AB1zEh8QFR2L1WFe8XZbaLKQzJVeo1 bAAixn1n2czKclFlZTYKDg== 0001480044-10-000001.txt : 20100107 0001480044-10-000001.hdr.sgml : 20100107 20100107160213 ACCESSION NUMBER: 0001480044-10-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100107 DATE AS OF CHANGE: 20100107 EFFECTIVENESS DATE: 20100107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Conning Holdings Corp. CENTRAL INDEX KEY: 0001480044 IRS NUMBER: 270945244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-137562 FILM NUMBER: 10514989 BUSINESS ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103 BUSINESS PHONE: 860-299-2800 MAIL ADDRESS: STREET 1: ONE FINANCIAL PLAZA CITY: HARTFORD STATE: CT ZIP: 06103 D 1 primary_doc.xml X0603 D LIVE 0001480044 Conning Holdings Corp. ONE FINANCIAL PLAZA HARTFORD CT 06103 860-299-2800 DELAWARE Conning Holdings LLC None Corporation true 2009 Glenn R Heiser 341 Westwood Drive Bristol CT 06010 Executive Officer Managing Director and Chief Operating Officer William M Bourque 17 Colonial Drive Cheshire CT 06410 Executive Officer Managing Director, Secretary and General Counsel Salvatore Correnti 17 Parker Road Avon CT 06001 Executive Officer Director President and Chief Executive Officer John Hendrickson 930 Chestnut Street San Francisco CA 94109 Director John Brown 30 Black Horse Lane Cohasset MA 02025 Director William Poutsiaka 72 Byron Road Weston MA 02493 Director Robert Pearce 188 Weathervane Drive New Milford CT 06776 Executive Officer Director and Chief Compliance Officer Susan Norton 6 Mallard Place South Windsor CT 06074 Executive Officer Vice President, Controller and Assistant Treasurer Thomas Forella 12 Village Lane Burlington CT 06013 Executive Officer Director, Chief Financial Officer and Treasurer Jeffrey W Greenberg 950 Park Avenue New York NY 10028 Director Steven Spiegel 204 Warren Street Brookline MA 02445 Director Vi R Smalley 330 Deercliff Road Avon CT 06001 Executive Officer Director, Senior Legal Counsel & Assistant Secretary Other Decline to Disclose 06 false 2009-12-18 false true false 0 8600000 1210000 7390000 false 35 0 0 0 false Conning Holdings Corp. Glenn R Heiser Glenn R Heiser COO 2009-12-30 -----END PRIVACY-ENHANCED MESSAGE-----