0001479083-14-000001.txt : 20140325 0001479083-14-000001.hdr.sgml : 20140325 20140325120757 ACCESSION NUMBER: 0001479083-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140325 DATE AS OF CHANGE: 20140325 EFFECTIVENESS DATE: 20140325 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. CENTRAL INDEX KEY: 0001479083 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-214175 FILM NUMBER: 14715119 BUSINESS ADDRESS: STREET 1: C/O WALKERS CORPORATE SERVICES (BVI) LTD STREET 2: PO BOX 92 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 BUSINESS PHONE: 212-603-5812 MAIL ADDRESS: STREET 1: C/O WALKERS CORPORATE SERVICES (BVI) LTD STREET 2: PO BOX 92 CITY: ROAD TOWN, TORTOLA STATE: D8 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Castlerigg Merger Arbitrage, Ltd. DATE OF NAME CHANGE: 20091218 D 1 primary_doc.xml X0707 D LIVE 0001479083 Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 212-603-5814 VIRGIN ISLANDS, BRITISH Castlerigg Merger Arbitrage, Ltd. Corporation true 2009 Thomas E Sandell 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Chief Executive Officer of Investment Manager Anthony L Bavaro 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Chief Financial Officer of Investment Manager Adam L Hoffman 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Chief Compliance Officer & General Counsel of Investment Manager Daniel Mignon 4, avenue des Guelfes Monaco O9 MONACO 98000 Director Hilmi Unver R. du Cloitre I Geneva V8 SWITZERLAND 1204 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true true true true false 100000 Anton Katz 1221289 Saxony Securities, Inc 115547 55 E 59th Street, 20th Floor New York NY NEW YORK 10022 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK false Indefinite 0 Indefinite false 0 50000 true 0 Sales commission is equal to 20% of the management fee received by the Investment Manager. 0 The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value. false Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. Adam Hoffman Adam Hoffman General Counsel of Investment Manager 2014-03-25