0001013594-17-000566.txt : 20170801 0001013594-17-000566.hdr.sgml : 20170801 20170801114159 ACCESSION NUMBER: 0001013594-17-000566 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170801 DATE AS OF CHANGE: 20170801 EFFECTIVENESS DATE: 20170801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. CENTRAL INDEX KEY: 0001479083 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-214175 FILM NUMBER: 17995642 BUSINESS ADDRESS: STREET 1: 540 MADISON AVENUE, 36TH FLOOR STREET 2: NEW YORK CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-603-5814 MAIL ADDRESS: STREET 1: 540 MADISON AVENUE, 36TH FLOOR STREET 2: NEW YORK CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Castlerigg Merger Arbitrage, Ltd. DATE OF NAME CHANGE: 20091218 D/A 1 primary_doc.xml X0708 D/A LIVE 0001479083 Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. 540 MADISON AVENUE, 36TH FLOOR NEW YORK NEW YORK NY NEW YORK 10022 212-603-5700 VIRGIN ISLANDS, BRITISH Castlerigg Merger Arbitrage, Ltd. Corporation true Thomas Eric Sandell 2200 NW Corporate Blvd Suite 220 Boca Raton FL FLORIDA 33431-7369 Executive Officer Director Promoter Chief Executive Officer of Investment Manager, Sandell Asset Management Corp., and a director of the Issuer through Sandell Director Services, LLC. Daniel L Borenstein 2200 NW Corporate Blvd Suite 220 Boca Raton FL FLORIDA 33431-7369 Executive Officer Chief Financial Officer of Investment Manager Triet L Leminh 2200 NW Corporate Blvd Suite 220 Boca Raton FL FLORIDA 33431-7369 Executive Officer Chief Compliance Officer of Investment Manager Daniel Mignon 14, Avenue De Miremont Geneva V8 SWITZERLAND CH-1211 Director Hilmi Unver 98, Rue de Saint-Jean - CP 5240 Geneva V8 SWITZERLAND CH-1211 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001013594-16-001181 true true true true false 100000 Anton Katz 1221289 Saxony Securities, Inc 115547 55 E 59th Street, 20th Floor New York NY NEW YORK 10022 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK false Indefinite 0 Indefinite false 0 0 true 0 Sales commission is equal to 20% of the management and performance fees received by the Investment Manager. 0 true The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value. false Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. /s/ Triet Leminh Triet Leminh Chief Compliance Officer of the Investment Manager 2017-08-01