0001013594-15-000430.txt : 20150730 0001013594-15-000430.hdr.sgml : 20150730 20150730123707 ACCESSION NUMBER: 0001013594-15-000430 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150730 DATE AS OF CHANGE: 20150730 EFFECTIVENESS DATE: 20150730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. CENTRAL INDEX KEY: 0001479083 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-214175 FILM NUMBER: 151015267 BUSINESS ADDRESS: STREET 1: 540 MADISON AVENUE, 36TH FLOOR STREET 2: NEW YORK CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-603-5814 MAIL ADDRESS: STREET 1: 540 MADISON AVENUE, 36TH FLOOR STREET 2: NEW YORK CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Castlerigg Merger Arbitrage, Ltd. DATE OF NAME CHANGE: 20091218 D/A 1 primary_doc.xml X0707 D/A LIVE 0001479083 Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 212-603-5700 VIRGIN ISLANDS, BRITISH Castlerigg Merger Arbitrage, Ltd. Corporation true Thomas Eric Sandell 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Director Promoter Chief Executive Officer of Investment Manager, Sandell Asset Management Corp., and a director of the Issuer through Sandell Director Services, LLC. Daniel L Borenstein 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Chief Financial Officer of Investment Manager Adam L Hoffman 540 Madison Avenue, 36th Floor New York NY NEW YORK 10022 Executive Officer Chief Compliance Officer & General Counsel of Investment Manager Daniel Mignon 14, Avenue De Miremont Geneva V8 SWITZERLAND CH-1211 Director Hilmi Unver 98, Rue de Saint-Jean - CP 5240 Geneva V8 SWITZERLAND CH-1211 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001479083-14-000003 true true true true false 100000 Anton Katz 1221289 Saxony Securities, Inc 115547 55 E 59th Street, 20th Floor New York NY NEW YORK 10022 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS MD MARYLAND MA MASSACHUSETTS NJ NEW JERSEY NY NEW YORK false Indefinite 0 Indefinite false 0 50000 true 0 Sales commission is equal to 20% of the management fee received by the Investment Manager. 0 true The Investment Manager receives an annual management fee of up to 1.5% of the Issuer's net asset value. false Castlerigg Merger Arbitrage & Equity Event Fund, Ltd. /s/ Adam Hoffman Adam Hoffman General Counsel of Investment Manager 2015-07-30