0001315863-13-000490.txt : 20131025 0001315863-13-000490.hdr.sgml : 20131025 20131025144521 ACCESSION NUMBER: 0001315863-13-000490 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20131025 DATE AS OF CHANGE: 20131025 EFFECTIVENESS DATE: 20131025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Artha Emerging Markets ERISA Fund, Ltd. CENTRAL INDEX KEY: 0001478850 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-138503 FILM NUMBER: 131170506 BUSINESS ADDRESS: STREET 1: C/O MAPLES CORPORATE SEVICES LIMITED STREET 2: PO BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 203-653-5300 MAIL ADDRESS: STREET 1: C/O MAPLES CORPORATE SEVICES LIMITED STREET 2: PO BOX 309, UGLAND HOUSE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 D/A 1 primary_doc.xml X0707 D/A LIVE 0001478850 Artha Emerging Markets ERISA Fund, Ltd. C/O MAPLES CORPORATE SEVICES LIMITED UGLAND HOUSE, P.O. BOX 309 GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1104 203-653-5300 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2009 Jaideep Khanna 300 First Stamford Place Suite 440 Stamford CT CONNECTICUT 06902 Promoter Mr. Khanna is a portfolio manager for the Issuer. Mr. Khanna is also the president of Artha Capital Management, Inc., the investment manager of the Issuer. Michael Schwabe 300 First Stamford Place Suite 440 Stamford CT CONNECTICUT 06902 Director Mr. Schwabe is a portfolio manager for the Issuer. Mr. Schwabe is also an officer of Artha Capital Management, Inc., the investment manager of the Issuer. Roger H. Hanson c/o DMS Management Ltd, dms House 20 Genesis Close, POB 31910 Grand Cayman E9 CAYMAN ISLANDS KY1-1203 Director Gary Linford Highwater, Grand Pavillion Comm. Center 1st Floor, 802 West Bay Rd., POB 30599 Grand Cayman E9 CAYMAN ISLANDS KY1-1203 Director Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001315863-12-000368 2010-02-01 true true false 1000000 Indefinite 291115091 Indefinite The minimum investment amount is $1 million, however, the investment manager has the discretion to accept a lesser amount. Total Amount Sold and Total Number of Investors reflect cumulative subscriptions since inception. false 22 0 0 0 The investment manager is entitled to a management fee, an administrative fee and an incentive allocation. The management fee, administrative fee and incentive allocation are fully discussed in the Issuer's confidential offering materials. false Artha Emerging Markets ERISA Fund, Ltd. /s/ Mark J. Yacos Mark J. Yacos Chief Financial Officer 2013-10-25