0001477246-15-000001.txt : 20150114 0001477246-15-000001.hdr.sgml : 20150114 20150113173515 ACCESSION NUMBER: 0001477246-15-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20150114 DATE AS OF CHANGE: 20150113 EFFECTIVENESS DATE: 20150114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-232131 FILM NUMBER: 15525583 BUSINESS ADDRESS: STREET 1: 25552 SOUTH BUTTE AVENUE CITY: FIVE POINTS STATE: CA ZIP: 93624 BUSINESS PHONE: 559 884 2535 MAIL ADDRESS: STREET 1: P.O. BOX 235 CITY: FIVE POINTS STATE: CA ZIP: 93624 D 1 primary_doc.xml X0707 D LIVE 0001477246 S&W Seed Co 25552 SOUTH BUTTE AVENUE FIVE POINTS CA CALIFORNIA 93624 559 884 2535 NEVADA None None Corporation true 2011 Glen Bornt c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Director Michael Fleming c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Director Mark Grewal c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Executive Officer Director Mark Harvey c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Director Charles Seidler c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Director Grover Wickersham c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Director William Smith c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Director Mark Wong c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Director Danielson Gardner c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Executive Officer Matthew Szot c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Executive Officer Dennis Jury c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Executive Officer Fred Fabre c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Executive Officer Daniel Karsten c/o S&W Seed Company 25552 South Butte Avenue Five Points CA CALIFORNIA 93624 Executive Officer Agriculture $25,000,001 - $100,000,000 06b false 2014-12-31 false true true true true false 193255 Craig-Hallum Capital Group LLC 121395 None None 222 South Ninth Street Suite 350 Minneapolis MN MINNESOTA 55402 CA CALIFORNIA IL ILLINOIS IA IOWA NY NEW YORK TX TEXAS false Roth Capital Partners, LLC 15407 None None 888 San Clemente Drive Newport Beach CA CALIFORNIA 92660 CA CALIFORNIA IL ILLINOIS IA IOWA NY NEW YORK TX TEXAS false 31658400 31658400 0 false 17 1620000 0 0 false S&W Seed Co Matthew Szot Matthew Szot EVP of Finance and Administration and CFO 2015-01-13