-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PcCBhRiSar8tx3VydkPjmmidPYqL5JQustEfAbgp/lDwiuAcVfcnC30NwtCSDvGq E0Dv7pKpIcIaRKOaS+rIpg== 0000945621-09-000087.txt : 20091201 0000945621-09-000087.hdr.sgml : 20091201 20091201102921 ACCESSION NUMBER: 0000945621-09-000087 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20091201 DATE AS OF CHANGE: 20091201 EFFECTIVENESS DATE: 20091201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SWIP Global Emerging Markets Smaller Companies Fund Series CENTRAL INDEX KEY: 0001477165 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-136498 FILM NUMBER: 091213869 BUSINESS ADDRESS: STREET 1: FIRST FLOOR EDINBURGH ONE STREET 2: 60 MORRISON STREET CITY: EDINBURGH STATE: X0 ZIP: EH3 8BE BUSINESS PHONE: 441316552962 MAIL ADDRESS: STREET 1: FIRST FLOOR EDINBURGH ONE STREET 2: 60 MORRISON STREET CITY: EDINBURGH STATE: X0 ZIP: EH3 8BE D 1 primary_doc.xml X0603 D LIVE 0001477165 SWIP Global Emerging Markets Smaller Companies Fund Series FIRST FLOOR EDINBURGH ONE 60 MORRISON STREET EDINBURGH X0 EH3 8BE 441316552962 UNITED KINGDOM None None Limited Liability Company true 2008 John Michael Brett First Floor Edinburgh One 60 Morrison Street Edinburgh X0 EH3 8BE Director Joseph Gavin First Floor Edinburgh One 60 Morrison Street Edinburgh X0 EH3 8BE Director Michael F Holland First Floor Edinburgh One 60 Morrison Street Edinburgh X0 EH3 8BE Director Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 3C 3C.7 false 2008-10-31 true true true false 1000000 ALPS Distributors Inc. 16853 None None 1290 Broadway Suite 1100 Denver CO 80203 NY OH Indefinite 70001000 Indefinite false 2 203175 0 0 false SWIP Global Emerging Markets Smaller Companies Fund Series /s/John Brett John Brett Member of the Board of Managers 2009-12-01 -----END PRIVACY-ENHANCED MESSAGE-----