-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NfRsXQudA2SV/LHT1sCoOMV+B+qFcIT+oWS0KG2UAZnQ/HHlkRIIyew1UzhAN/KV lf9n+36sFErm22rP+FFInw== 0001476063-10-000001.txt : 20100421 0001476063-10-000001.hdr.sgml : 20100421 20100421150816 ACCESSION NUMBER: 0001476063-10-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 FILED AS OF DATE: 20100421 DATE AS OF CHANGE: 20100421 EFFECTIVENESS DATE: 20100421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEI SerMat Investments II, LLC CENTRAL INDEX KEY: 0001476063 IRS NUMBER: 271228781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-140927 FILM NUMBER: 10761601 BUSINESS ADDRESS: STREET 1: 311 S WACKER DRIVE STREET 2: SUITE 1650 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 804-378-1110 MAIL ADDRESS: STREET 1: 311 S WACKER DRIVE STREET 2: SUITE 1650 CITY: CHICAGO STATE: IL ZIP: 60606 D 1 primary_doc.xml X0704 D LIVE 0001476063 AEI SerMat Investments II, LLC 311 S WACKER DRIVE SUITE 1650 CHICAGO IL ILLINOIS 60606 804-378-1110 DELAWARE None None Limited Liability Company true 2009 N/A Advanced Equities Serious Materials Management Corporation 311 S Wacker Dr Suite 1650 Chicago IL ILLINOIS 60606 Director Managing Member Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06 false 2010-04-07 false true true false 106000 Christopher Capra 2691295 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL ILLINOIS 60606 IL ILLINOIS false Kevin Graetz 1935982 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL ILLINOIS 60606 MD MARYLAND false Joe Hede 2389098 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL ILLINOIS 60606 MD MARYLAND false Gary Saccaro 1806863 Advanced Equities Inc. 35545 311 S Wacker Dr Suite 1650 Chicago IL ILLINOIS 60606 CA CALIFORNIA false Indefinite 195000 Indefinite false 3 11037 0 0 $11,037.74 was taken as markup by Advanced Equities Inc. with the remaining $183,962.26 used to make investments in Serious Materials Inc. false AEI SerMat Investments II, LLC Alex Winks Alex Winks Authorized Signatory 2010-04-21 -----END PRIVACY-ENHANCED MESSAGE-----